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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$420M
AUM Growth
-$28.8M
Cap. Flow
-$25.1M
Cap. Flow %
-5.97%
Top 10 Hldgs %
43.4%
Holding
353
New
31
Increased
108
Reduced
133
Closed
52

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.6M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$8.51M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.88M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$5.83M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$41M
2
IYE icon
iShares US Energy ETF
IYE
+$15.7M
3
GG
Goldcorp Inc
GG
+$14.4M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.7M
5
EXP icon
Eagle Materials
EXP
+$7.3M

Sector Composition

Rank Sector Weight
1 Energy 3.91%
2 Technology 3.9%
3 Consumer Staples 2.73%
4 Healthcare 2.69%
5 Communication Services 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIDO icon
301
iShares MSCI Indonesia ETF
EIDO
$476M
– –
-21,110
Closed -$586K
EMR icon
302
Emerson Electric
EMR
$82.9B
– –
-3,689
Closed -$209K
EOG icon
303
EOG Resources
EOG
$78B
– –
-2,399
Closed -$220K
EWT icon
304
iShares MSCI Taiwan ETF
EWT
$10B
– –
-10,421
Closed -$328K
FJP icon
305
First Trust Japan AlphaDEX Fund
FJP
$247M
– –
-6,443
Closed -$322K
FTSM icon
306
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
– –
-8,765
Closed -$526K
FVD icon
307
First Trust Value Line Dividend Fund
FVD
$8.29B
– –
-38,618
Closed -$930K
FXU icon
308
First Trust Utilities AlphaDEX Fund
FXU
$840M
– –
-41,778
Closed -$988K
HBAN icon
309
Huntington Bancshares
HBAN
$35.1B
– –
-21,969
Closed -$243K
HE icon
310
Hawaiian Electric Industries
HE
$2.33B
– –
-7,250
Closed -$233K
ICF icon
311
iShares Select U.S. REIT ETF
ICF
$2.12B
– –
-3,950
Closed -$200K
INDA icon
312
iShares MSCI India ETF
INDA
$6.71B
– –
-11,117
Closed -$357K
IYJ icon
313
iShares US Industrials ETF
IYJ
$1.98B
– –
-4,826
Closed -$260K
IYW icon
314
iShares US Technology ETF
IYW
$23.7B
– –
-8,244
Closed -$216K
MCHI icon
315
iShares MSCI China ETF
MCHI
$6.04B
– –
-6,209
Closed -$338K
NGG icon
316
National Grid
NGG
$81.9B
– –
-9,163
Closed -$571K
NSC icon
317
Norfolk Southern
NSC
$78.8B
– –
-2,371
Closed -$224K
OIH icon
318
VanEck Oil Services ETF
OIH
$2.06B
– –
-834
Closed -$563K
OKE icon
319
Oneok
OKE
$58.7B
– –
-4,683
Closed -$226K
PAAS icon
320
Pan American Silver
PAAS
$18.6B
– –
-85,566
Closed -$750K
PRFZ icon
321
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.75B
– –
-10,120
Closed -$210K
RCS
322
PIMCO Strategic Income Fund
RCS
$243M
$0 ﹤0.01%
19,154
+511
+3% +$4.64K
RSPU icon
323
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
– –
-5,524
Closed -$205K
SHV icon
324
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
– –
-371,393
Closed -$41M
SO icon
325
Southern Company
SO
$110B
– –
-5,226
Closed -$216K
10 11 12
13
14

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2015 Portfolio in Review

As of Q2 2015, Prospera Financial Services held 353 positions worth $420M, down 6.4% from $449M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Prospera Financial Services withdrew a net $25.1M in Q2 2015, closing 52 positions and reducing 133 holdings. Its most notable exit was iShares 0-1 Year Treasury Bond ETF, an estimated $41M position sold in full.

By sector, the portfolio is most concentrated in Energy at 3.9% of assets, up from 3.9% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Prospera Financial Services opened a new position in State Street SPDR Portfolio Intermediate Term Treasury ETF worth $5.86M.

  • Prospera Financial Services's largest Q2 2015 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 195,118 shares worth $5.86M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $24.6M increase.
  • Prospera Financial Services's biggest Q2 2015 reduction was iShares US Energy ETF, cutting an estimated $15.7M.
  • Prospera Financial Services fully exited iShares 0-1 Year Treasury Bond ETF in Q2 2015, selling an estimated $41M.
  • Prospera Financial Services's ten largest holdings make up 43% of its $420M portfolio in Q2 2015.
  • Prospera Financial Services opened 31 new positions and closed 52 in Q2 2015.
  • Prospera Financial Services's portfolio value fell 6.4% quarter-over-quarter to $420M.

Based on Prospera Financial Services's 13F filing for Q2 2015, filed 7 Aug 2015.