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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CME icon
276
CME Group
CME
$92.2B
$307K 0.06%
1,646
-359
-18% -$66.3K
PAA icon
277
Plains All American Pipeline
PAA
$17.4B
$307K 0.06%
15,182
+2,627
+21% +$59.9K
LQD icon
278
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$306K 0.06%
2,704
+82
+3% +$9.22K
VV icon
279
Vanguard Large-Cap ETF
VV
$51.9B
$302K 0.06%
2,608
+34
+1% +$4.21K
FXZ icon
280
First Trust Materials AlphaDEX Fund
FXZ
$378M
$300K 0.06%
8,951
-477
-5% -$17.5K
FEMS icon
281
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$245M
$299K 0.06%
9,275
+625
+7% +$21K
VOO icon
282
Vanguard S&P 500 ETF
VOO
$968B
$299K 0.06%
1,289
+64
+5% +$15.9K
AEP icon
283
American Electric Power
AEP
$73.7B
$296K 0.06%
3,954
+344
+10% +$25.8K
DIV icon
284
Global X SuperDividend US ETF
DIV
$787M
$294K 0.06%
13,125
+2,037
+18% +$49.4K
KR icon
285
Kroger
KR
$34.8B
$293K 0.06%
10,629
+199
+2% +$5.77K
VIG icon
286
Vanguard Dividend Appreciation ETF
VIG
$111B
$293K 0.06%
2,993
+465
+18% +$48.5K
KMB icon
287
Kimberly-Clark
KMB
$36.4B
$292K 0.06%
2,562
+396
+18% +$43.9K
HSY icon
288
Hershey
HSY
$35.4B
$291K 0.06%
+2,728
New +$290K
APD icon
289
Air Products & Chemicals
APD
$66.3B
$288K 0.06%
+1,798
New +$285K
QTEC icon
290
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$287K 0.06%
4,221
-8,849
-68% -$637K
BIV icon
291
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$285K 0.06%
3,504
-839
-19% -$67.2K
SYY icon
292
Sysco
SYY
$39.7B
$285K 0.06%
4,553
-569
-11% -$38.4K
UL icon
293
Unilever
UL
$131B
$285K 0.06%
4,838
-1,566
-24% -$94.4K
RDS.A
294
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$285K 0.06%
4,877
-192
-4% -$11.9K
RTN
295
DELISTED
Raytheon Company
RTN
$283K 0.06%
1,840
+250
+16% +$44.8K
ITW icon
296
Illinois Tool Works
ITW
$81.4B
$282K 0.06%
+2,228
New +$293K
SYK icon
297
Stryker
SYK
$127B
$280K 0.06%
1,785
+164
+10% +$27.4K
IWX icon
298
iShares Russell Top 200 Value ETF
IWX
$4.03B
$279K 0.06%
5,760
– –
BABA icon
299
Alibaba
BABA
$269B
$278K 0.06%
2,008
-1,896
-49% -$280K
VCR icon
300
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$278K 0.06%
1,836
+27
+1% +$4.38K
10 11
12
13 14

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.