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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$536M
AUM Growth
-$202M
Cap. Flow
-$217M
Cap. Flow %
-40.42%
Top 10 Hldgs %
34.64%
Holding
467
New
19
Increased
68
Reduced
296
Closed
57

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$1.81M
2
AVGO icon
Broadcom
AVGO
+$1.01M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$959K
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$658K

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$44.6M
2
BX icon
Blackstone
BX
+$16.3M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$16.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$15.7M
5
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$12.4M

Sector Composition

Rank Sector Weight
1 Technology 5.92%
2 Healthcare 4.13%
3 Financials 3.72%
4 Consumer Discretionary 3.5%
5 Communication Services 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
276
Sysco
SYY
$39.7B
$355K 0.07%
5,122
+934
+22% +$67.3K
NOBL icon
277
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$353K 0.07%
10,670
+2,300
+27% +$75.5K
RDS.A
278
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$350K 0.07%
5,069
-517
-9% -$34.5K
BIV icon
279
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$349K 0.07%
4,343
-1,121
-21% -$90.6K
COL
280
DELISTED
Rockwell Collins
COL
$349K 0.07%
2,543
-992
-28% -$137K
CME icon
281
CME Group
CME
$92.2B
$345K 0.06%
2,005
-295
-13% -$49.7K
CL icon
282
Colgate-Palmolive
CL
$72.6B
$343K 0.06%
5,291
-2,800
-35% -$186K
BIL icon
283
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$341K 0.06%
3,720
– –
BLK icon
284
Blackrock
BLK
$164B
$341K 0.06%
712
-213
-23% -$104K
C icon
285
Citigroup
C
$222B
$341K 0.06%
4,825
-2,237
-32% -$158K
OEF icon
286
iShares S&P 100 ETF
OEF
$19.8B
$340K 0.06%
2,654
-1,799
-40% -$228K
BKK
287
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$340K 0.06%
22,757
-4,171
-15% -$62.5K
VV icon
288
Vanguard Large-Cap ETF
VV
$51.9B
$335K 0.06%
2,574
+395
+18% +$51.7K
FEMS icon
289
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$245M
$331K 0.06%
8,650
+375
+5% +$14.1K
AGGP
290
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$330K 0.06%
17,291
-13,768
-44% -$264K
PSEC icon
291
Prospect Capital
PSEC
$1.06B
$328K 0.06%
46,350
-14,250
-24% -$101K
TRV icon
292
Travelers Companies
TRV
$80.8B
$326K 0.06%
2,644
-260
-9% -$33.6K
VOO icon
293
Vanguard S&P 500 ETF
VOO
$968B
$326K 0.06%
1,225
-1,134
-48% -$297K
BGB
294
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$325K 0.06%
20,499
+4,837
+31% +$77.2K
GWW icon
295
W.W. Grainger
GWW
$65.3B
$325K 0.06%
1,038
+76
+8% +$26.2K
TSLA icon
296
Tesla
TSLA
$1.24T
$325K 0.06%
14,280
– –
IVW icon
297
iShares S&P 500 Growth ETF
IVW
$72.5B
$318K 0.06%
7,536
-5,736
-43% -$247K
ROK icon
298
Rockwell Automation
ROK
$51.4B
$318K 0.06%
1,745
-265
-13% -$47.4K
CELG
299
DELISTED
Celgene Corp
CELG
$318K 0.06%
3,717
-678
-15% -$59.9K
RTN
300
DELISTED
Raytheon Company
RTN
$317K 0.06%
1,590
-63
-4% -$12.5K
10 11
12
13 14

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Prospera Financial Services held 467 positions worth $536M, down 27% from $738M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services withdrew a net $217M in Q3 2018, closing 57 positions and reducing 296 holdings. Its most notable exit was Triton International Limited, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.9% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Prospera Financial Services opened a new position in State Street Utilities Select Sector SPDR ETF worth $983K.

  • Prospera Financial Services's largest Q3 2018 buy was State Street Utilities Select Sector SPDR ETF: 37,248 shares worth $983K.
  • Prospera Financial Services added most to iShares Russell 2000 ETF in Q3 2018, an estimated $1.81M increase.
  • Prospera Financial Services's biggest Q3 2018 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $44.6M.
  • Prospera Financial Services fully exited Triton International Limited in Q3 2018, selling an estimated $1.7M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $536M portfolio in Q3 2018.
  • Prospera Financial Services opened 19 new positions and closed 57 in Q3 2018.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $536M.

Based on Prospera Financial Services's 13F filing for Q3 2018, filed 25 Oct 2018.