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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTN
276
DELISTED
Raytheon Company
RTN
$286K 0.05%
1,889
-2,208
-54% -$332K
IWV icon
277
iShares Russell 3000 ETF
IWV
$19.5B
$283K 0.05%
2,029
– –
CART
278
DELISTED
Carolina Trust BancShares
CART
$283K 0.05%
36,125
+9,375
+35% +$73.4K
ATVI
279
DELISTED
Activision Blizzard
ATVI
$282K 0.05%
5,718
– –
ECL icon
280
Ecolab
ECL
$75.6B
$281K 0.05%
2,242
+310
+16% +$37.9K
FSK icon
281
FS KKR Capital
FSK
$2.98B
$279K 0.05%
7,201
– –
FXG icon
282
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$278K 0.05%
6,049
-10,874
-64% -$502K
DWX icon
283
State Street SPDR S&P International Dividend ETF
DWX
$521M
$277K 0.05%
7,284
-5,188
-42% -$194K
CAG icon
284
Conagra Brands
CAG
$7.07B
$274K 0.05%
6,792
-482
-7% -$19.2K
ENB icon
285
Enbridge
ENB
$124B
$273K 0.05%
+6,565
New +$277K
CB icon
286
Chubb
CB
$140B
$271K 0.05%
1,985
-63
-3% -$8.47K
BSCI
287
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$271K 0.05%
12,765
+250
+2% +$5.3K
MNDT
288
DELISTED
Mandiant, Inc. Common Stock
MNDT
$270K 0.05%
22,061
-146
-0.7% -$1.74K
CLX icon
289
Clorox
CLX
$11.6B
$267K 0.05%
1,983
+103
+5% +$13.3K
TY icon
290
TRI-Continental Corp
TY
$1.86B
$267K 0.05%
+11,530
New +$264K
HDV
291
iShares Core High Dividend ETF
HDV
$14.4B
$266K 0.05%
15,835
+750
+5% +$12.5K
BIIB icon
292
Biogen
BIIB
$29.9B
$262K 0.05%
964
-39
-4% -$11K
SOXX icon
293
iShares Semiconductor ETF
SOXX
$44.2B
$259K 0.05%
5,775
-150
-3% -$6.54K
SHW icon
294
Sherwin-Williams
SHW
$78.3B
$258K 0.05%
2,493
-453
-15% -$45.6K
ETN icon
295
Eaton
ETN
$157B
$253K 0.05%
3,408
-127
-4% -$9.02K
SILJ icon
296
Amplify Junior Silver Miners ETF
SILJ
$3.27B
$251K 0.05%
18,875
-23,150
-55% -$323K
BSCH
297
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$251K 0.05%
11,108
– –
BRK.A icon
298
Berkshire Hathaway Class A
BRK.A
$1.07T
$249K 0.04%
1
– –
IBMG
299
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$249K 0.04%
9,797
– –
AGN
300
DELISTED
Allergan plc
AGN
$246K 0.04%
1,032
-24
-2% -$5.59K
10 11
12
13 14

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.