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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCR icon
276
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$293K 0.06%
2,266
-417
-16% -$53K
GDV icon
277
Gabelli Dividend & Income Trust
GDV
$2.6B
$292K 0.06%
14,560
+750
+5% +$14.5K
BIIB icon
278
Biogen
BIIB
$29.9B
$291K 0.06%
1,003
+105
+12% +$31.1K
RIG icon
279
Transocean
RIG
$5.92B
$291K 0.06%
19,302
-30
-0.2% -$356
CAG icon
280
Conagra Brands
CAG
$7.07B
$287K 0.06%
7,274
-2,073
-22% -$77.5K
HYLS icon
281
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$286K 0.06%
5,923
+19
+0.3% +$916
TEVA icon
282
Teva Pharmaceuticals
TEVA
$35.9B
$286K 0.06%
+7,786
New +$311K
AIVL icon
283
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$284K 0.06%
3,540
+7
+0.2% +$552
MNDT
284
DELISTED
Mandiant, Inc. Common Stock
MNDT
$280K 0.05%
22,207
-1,003
-4% -$13K
RAI
285
DELISTED
Reynolds American Inc
RAI
$280K 0.05%
5,040
+578
+13% +$30.7K
FN icon
286
Fabrinet
FN
$17.1B
$278K 0.05%
+7,570
New +$316K
ARNC.PRB
287
DELISTED
Arconic Inc.
ARNC.PRB
$278K 0.05%
+8,561
New +$273K
IP icon
288
International Paper
IP
$22.3B
$273K 0.05%
5,430
-232
-4% -$10.7K
IWV icon
289
iShares Russell 3000 ETF
IWV
$19.5B
$272K 0.05%
2,029
– –
OKS
290
DELISTED
Oneok Partners LP
OKS
$272K 0.05%
6,297
– –
CB icon
291
Chubb
CB
$140B
$269K 0.05%
2,048
-45
-2% -$5.74K
JCI icon
292
Johnson Controls International
JCI
$87.5B
$269K 0.05%
6,474
-981
-13% -$43K
SHW icon
293
Sherwin-Williams
SHW
$78.3B
$268K 0.05%
2,946
-645
-18% -$57K
BSCI
294
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$265K 0.05%
12,515
– –
GLU
295
Gabelli Utility & Income Trust
GLU
$116M
$259K 0.05%
15,400
– –
CVS icon
296
CVS Health
CVS
$137B
$255K 0.05%
3,211
-236
-7% -$19.1K
DPZ icon
297
Domino's
DPZ
$11B
$255K 0.05%
+1,566
New +$254K
BDX icon
298
Becton Dickinson
BDX
$43.1B
$251K 0.05%
1,557
-110
-7% -$18.3K
BGY icon
299
BlackRock Enhanced International Dividend Trust
BGY
$512M
$251K 0.05%
45,475
-101
-0.2% -$562
BSCH
300
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$251K 0.05%
11,108
-1,650
-13% -$37.4K
10 11
12
13 14

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.