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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$498M
AUM Growth
+$14.3M
Cap. Flow
+$9.71M
Cap. Flow %
1.95%
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.2M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.7M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$19.6M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.03M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.01M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.7M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$20M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$19.4M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.9M
5
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$12.8M

Sector Composition

Rank Sector Weight
1 Financials 3.45%
2 Energy 3.39%
3 Communication Services 3.38%
4 Technology 3.26%
5 Consumer Staples 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLU
276
Gabelli Utility & Income Trust
GLU
$116M
$282K 0.06%
15,400
-3,850
-20% -$70.8K
BIIB icon
277
Biogen
BIIB
$29.9B
$281K 0.06%
898
-449
-33% -$133K
BSCG
278
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$279K 0.06%
12,650
– –
AIVL icon
279
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$278K 0.06%
3,533
+209
+6% +$16.4K
AXP icon
280
American Express
AXP
$223B
$278K 0.06%
+4,340
New +$279K
DBP icon
281
Invesco DB Precious Metals Fund
DBP
$237M
$275K 0.06%
6,780
-129,770
-95% -$5.36M
UAA icon
282
Under Armour
UAA
$3B
$275K 0.06%
7,101
+1,980
+39% +$80K
ATVI
283
DELISTED
Activision Blizzard
ATVI
$275K 0.06%
+6,199
New +$260K
BBWI icon
284
Bath & Body Works
BBWI
$4.01B
$273K 0.05%
4,780
+264
+6% +$15.6K
FCG icon
285
First Trust Natural Gas ETF
FCG
$632M
$272K 0.05%
10,302
-240
-2% -$6.04K
GDX icon
286
VanEck Gold Miners ETF
GDX
$23B
$271K 0.05%
10,265
-10,407
-50% -$299K
BGY icon
287
BlackRock Enhanced International Dividend Trust
BGY
$512M
$270K 0.05%
45,576
+101
+0.2% +$593
HDV
288
iShares Core High Dividend ETF
HDV
$14.4B
$270K 0.05%
16,585
+1,475
+10% +$24.3K
LYB icon
289
LyondellBasell Industries
LYB
$19.5B
$270K 0.05%
3,350
+324
+11% +$25K
BSCI
290
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$267K 0.05%
12,515
+115
+0.9% +$2.45K
GDV icon
291
Gabelli Dividend & Income Trust
GDV
$2.6B
$265K 0.05%
13,810
-1,000
-7% -$19.6K
TIP icon
292
iShares TIPS Bond ETF
TIP
$14.5B
$264K 0.05%
2,263
+223
+11% +$25.9K
CB icon
293
Chubb
CB
$140B
$263K 0.05%
2,093
-63
-3% -$7.99K
YUM icon
294
Yum! Brands
YUM
$41B
$263K 0.05%
+4,031
New +$257K
XLRE icon
295
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$261K 0.05%
+7,968
New +$267K
IWV icon
296
iShares Russell 3000 ETF
IWV
$19.5B
$260K 0.05%
2,029
– –
VO icon
297
Vanguard Mid-Cap ETF
VO
$106B
$259K 0.05%
+8,000
New +$257K
IP icon
298
International Paper
IP
$22.3B
$257K 0.05%
+5,662
New +$250K
AMAT icon
299
Applied Materials
AMAT
$426B
$256K 0.05%
+8,481
New +$237K
OKS
300
DELISTED
Oneok Partners LP
OKS
$252K 0.05%
6,297
+125
+2% +$4.99K
10 11
12
13 14

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.

  • Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
  • Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
  • Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
  • Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
  • Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.

Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.