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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTY
276
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$98K 0.02%
10,509
+350
+3% +$3.37K
HIO
277
Western Asset High Income Opportunity Fund
HIO
$335M
$92K 0.02%
19,638
– –
HGT
278
DELISTED
Hugoton Royalty Trust
HGT
$91K 0.02%
31,000
– –
ADAM
279
Adamas Trust
ADAM
$777M
$87K 0.02%
3,971
-1
-0% -$28
MITK icon
280
Mitek Systems
MITK
$762M
$83K 0.02%
26,160
-8,160
-24% -$28.7K
SUNE
281
DELISTED
SUNEDISON, INC COM
SUNE
$72K 0.02%
+10,000
New +$179K
REFR icon
282
Research Frontiers
REFR
$16.1M
$71K 0.02%
+14,100
New +$74.8K
OSUR icon
283
OraSure Technologies
OSUR
$273M
$66K 0.02%
14,850
+250
+2% +$1.3K
SIRI icon
284
SiriusXM
SIRI
$10B
$50K 0.01%
1,430
– –
TWER
285
DELISTED
Towerstream Corporation Common Stock
TWER
$22K 0.01%
1,025
– –
GSV
286
DELISTED
Gold Standard Ventures Corp.
GSV
$4K ﹤0.01%
10,000
– –
ADM icon
287
Archer Daniels Midland
ADM
$41.4B
– –
-4,341
Closed -$209K
AFL icon
288
Aflac
AFL
$63.9B
– –
-6,882
Closed -$214K
AIVL icon
289
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
– –
-4,039
Closed -$297K
BABA icon
290
Alibaba
BABA
$269B
– –
-3,165
Closed -$260K
BDX icon
291
Becton Dickinson
BDX
$43.1B
– –
-2,695
Closed -$372K
BRK.A icon
292
Berkshire Hathaway Class A
BRK.A
$1.07T
– –
-1
Closed -$205K
BX icon
293
Blackstone
BX
$104B
– –
-6,369
Closed -$255K
CNK icon
294
Cinemark Holdings
CNK
$3.82B
– –
-8,833
Closed -$355K
CXW icon
295
CoreCivic
CXW
$3.1B
– –
-11,018
Closed -$364K
CZA icon
296
Invesco Zacks Mid-Cap ETF
CZA
$188M
– –
-12,888
Closed -$656K
DFP
297
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
– –
-9,719
Closed -$217K
DFS
298
DELISTED
Discover Financial Services
DFS
– –
-3,630
Closed -$209K
DIA icon
299
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
– –
-1,796
Closed -$316K
EMLP icon
300
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
– –
-12,444
Closed -$316K
10 11
12
13 14

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.