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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$420M
AUM Growth
-$28.8M
Cap. Flow
-$25.1M
Cap. Flow %
-5.97%
Top 10 Hldgs %
43.4%
Holding
353
New
31
Increased
108
Reduced
133
Closed
52

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.6M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$8.51M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.88M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$5.83M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$41M
2
IYE icon
iShares US Energy ETF
IYE
+$15.7M
3
GG
Goldcorp Inc
GG
+$14.4M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.7M
5
EXP icon
Eagle Materials
EXP
+$7.3M

Sector Composition

Rank Sector Weight
1 Energy 3.91%
2 Technology 3.9%
3 Consumer Staples 2.73%
4 Healthcare 2.69%
5 Communication Services 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSFL
276
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$191K 0.05%
14,125
+1,000
+8% +$12.6K
BOE icon
277
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$186K 0.04%
13,500
-3,000
-18% -$42K
RITM icon
278
Rithm Capital
RITM
$5.09B
$174K 0.04%
+11,389
New +$189K
NPBC
279
DELISTED
NATL PENN BANCSHARES INC
NPBC
$146K 0.03%
12,950
-2,050
-14% -$22.2K
BRW
280
Saba Capital Income & Opportunities Fund
BRW
$336M
$145K 0.03%
13,805
-1,162
-8% -$12.8K
MITK icon
281
Mitek Systems
MITK
$762M
$130K 0.03%
34,320
-1,960
-5% -$6.71K
MCR
282
DELISTED
MFS Charter Income Trust
MCR
$120K 0.03%
14,189
– –
ADAM
283
Adamas Trust
ADAM
$777M
$119K 0.03%
3,972
+1,430
+56% +$44.8K
DSU icon
284
BlackRock Debt Strategies Fund
DSU
$591M
$116K 0.03%
10,678
– –
VVR icon
285
Invesco Senior Income Trust
VVR
$456M
$116K 0.03%
26,104
– –
HGT
286
DELISTED
Hugoton Royalty Trust
HGT
$109K 0.03%
31,000
– –
HTY
287
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$102K 0.02%
+10,159
New +$117K
HIO
288
Western Asset High Income Opportunity Fund
HIO
$335M
$101K 0.02%
19,638
– –
ARP
289
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$99K 0.02%
15,750
– –
VER
290
DELISTED
VEREIT, Inc.
VER
$80K 0.02%
2,733
-800
-23% -$36.1K
OSUR icon
291
OraSure Technologies
OSUR
$273M
$79K 0.02%
+14,600
New +$90.2K
HEPA
292
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
SIRI icon
293
SiriusXM
SIRI
$10B
$50K 0.01%
1,430
-16
-1% -$620
TWER
294
DELISTED
Towerstream Corporation Common Stock
TWER
$37K 0.01%
1,025
– –
GSV
295
DELISTED
Gold Standard Ventures Corp.
GSV
$5K ﹤0.01%
10,000
– –
AWK icon
296
American Water Works
AWK
$26.3B
– –
-3,875
Closed -$210K
AWR icon
297
American States Water
AWR
$3.39B
– –
-5,825
Closed -$232K
BA icon
298
Boeing
BA
$165B
– –
-2,959
Closed -$347K
BGC icon
299
BGC Group
BGC
$5.58B
– –
-38,446
Closed -$234K
DUK icon
300
Duke Energy
DUK
$102B
– –
-2,605
Closed -$200K
10 11
12
13 14

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2015 Portfolio in Review

As of Q2 2015, Prospera Financial Services held 353 positions worth $420M, down 6.4% from $449M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Prospera Financial Services withdrew a net $25.1M in Q2 2015, closing 52 positions and reducing 133 holdings. Its most notable exit was iShares 0-1 Year Treasury Bond ETF, an estimated $41M position sold in full.

By sector, the portfolio is most concentrated in Energy at 3.9% of assets, up from 3.9% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Prospera Financial Services opened a new position in State Street SPDR Portfolio Intermediate Term Treasury ETF worth $5.86M.

  • Prospera Financial Services's largest Q2 2015 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 195,118 shares worth $5.86M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $24.6M increase.
  • Prospera Financial Services's biggest Q2 2015 reduction was iShares US Energy ETF, cutting an estimated $15.7M.
  • Prospera Financial Services fully exited iShares 0-1 Year Treasury Bond ETF in Q2 2015, selling an estimated $41M.
  • Prospera Financial Services's ten largest holdings make up 43% of its $420M portfolio in Q2 2015.
  • Prospera Financial Services opened 31 new positions and closed 52 in Q2 2015.
  • Prospera Financial Services's portfolio value fell 6.4% quarter-over-quarter to $420M.

Based on Prospera Financial Services's 13F filing for Q2 2015, filed 7 Aug 2015.