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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.12%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$317M
AUM Growth
+$19.2M
Cap. Flow
+$18.1M
Cap. Flow %
5.71%
Top 10 Hldgs %
48.61%
Holding
310
New
52
Increased
122
Reduced
58
Closed
57

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.2M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$9.1M
4
IYE icon
iShares US Energy ETF
IYE
+$8.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$8.5M

Top Sells

Rank Stock Value
1
IYJ icon
iShares US Industrials ETF
IYJ
+$12.3M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.45M
5
MVV icon
ProShares Ultra MidCap400
MVV
+$3.24M

Sector Composition

Rank Sector Weight
1 Energy 5.08%
2 Materials 3.32%
3 Consumer Staples 2.73%
4 Technology 2.61%
5 Financials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
276
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
– –
-1,497
Closed -$366K
CALY
277
Callaway Golf Company
CALY
$3.26B
– –
-11,000
Closed -$93K
MVV icon
278
ProShares Ultra MidCap400
MVV
$155M
– –
-153,192
Closed -$3.24M
ADAM
279
Adamas Trust
ADAM
$777M
– –
-3,905
Closed -$109K
OEF icon
280
iShares S&P 100 ETF
OEF
$19.8B
– –
-2,930
Closed -$241K
OKE icon
281
Oneok
OKE
$58.7B
– –
-4,808
Closed -$262K
OMC icon
282
Omnicom Group
OMC
$22.7B
– –
-4,753
Closed -$353K
ORCL icon
283
Oracle
ORCL
$331B
– –
-5,800
Closed -$222K
PBI icon
284
Pitney Bowes
PBI
$2.42B
– –
-21,953
Closed -$512K
PKW icon
285
Invesco BuyBack Achievers ETF
PKW
$1.69B
– –
-4,939
Closed -$213K
RGLD icon
286
Royal Gold
RGLD
$17.1B
– –
-10,920
Closed -$503K
SHY icon
287
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-4,791
Closed -$404K
SON icon
288
Sonoco
SON
$5.76B
– –
-7,667
Closed -$320K
SPTI icon
289
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
– –
-29,174
Closed -$862K
STX icon
290
Seagate
STX
$193B
– –
-8,874
Closed -$498K
STZ icon
291
Constellation Brands
STZ
$22.2B
– –
-3,200
Closed -$225K
SWBI icon
292
Smith & Wesson
SWBI
$655M
– –
-13,661
Closed -$142K
TRGP icon
293
Targa Resources
TRGP
$60.4B
– –
-2,804
Closed -$247K
UVE icon
294
Universal Insurance Holdings
UVE
$1.16B
– –
-15,260
Closed -$221K
VTWO icon
295
Vanguard Russell 2000 ETF
VTWO
$17.3B
– –
-6,626
Closed -$305K
WPM icon
296
Wheaton Precious Metals
WPM
$50.6B
– –
-15,450
Closed -$312K
WU icon
297
Western Union
WU
$2.57B
– –
-16,491
Closed -$284K
XLP icon
298
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
– –
-266,905
Closed -$11.5M
XLY icon
299
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
– –
-366,536
Closed -$12.2M
RDS.A
300
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-3,125
Closed -$223K
9 10 11
12
13

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EDRH
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RBI
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Prospera Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Prospera Financial Services held 310 positions worth $317M, up 6.5% from $297M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Prospera Financial Services deployed $18.1M of net new capital in Q1 2014, opening 52 new positions and adding to 122 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 5% a quarter earlier, followed by Materials and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.45M trimmed.

  • Prospera Financial Services's largest Q1 2014 buy was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $9.3M increase.
  • Prospera Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.45M.
  • Prospera Financial Services fully exited iShares US Industrials ETF in Q1 2014, selling an estimated $12.3M.
  • Prospera Financial Services's ten largest holdings make up 49% of its $317M portfolio in Q1 2014.
  • Prospera Financial Services opened 52 new positions and closed 57 in Q1 2014.
  • Prospera Financial Services's portfolio value rose 6.5% quarter-over-quarter to $317M.

Based on Prospera Financial Services's 13F filing for Q1 2014, filed 4 Apr 2014.