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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKS
251
DELISTED
Oneok Partners LP
OKS
$329K 0.06%
6,093
-204
-3% -$10.2K
ITA icon
252
iShares US Aerospace & Defense ETF
ITA
$14.2B
$328K 0.06%
4,440
-890
-17% -$65.4K
VT icon
253
Vanguard Total World Stock ETF
VT
$76.3B
$327K 0.06%
5,014
– –
TIPT icon
254
Tiptree Inc
TIPT
$668M
$324K 0.06%
44,479
+19,149
+76% +$126K
CSFL
255
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$323K 0.06%
13,125
-500
-4% -$12.6K
AMAT icon
256
Applied Materials
AMAT
$426B
$322K 0.06%
8,283
-2,174
-21% -$78.1K
GDV icon
257
Gabelli Dividend & Income Trust
GDV
$2.6B
$318K 0.06%
15,255
+695
+5% +$14.3K
IWP icon
258
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$318K 0.06%
+6,186
New +$316K
IYE icon
259
iShares US Energy ETF
IYE
$1.74B
$318K 0.06%
8,256
-333
-4% -$13.2K
DE icon
260
Deere & Co
DE
$170B
$316K 0.06%
2,904
-939
-24% -$102K
FXR icon
261
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$316K 0.06%
9,270
+65
+0.7% +$2.22K
GIS icon
262
General Mills
GIS
$19.2B
$314K 0.06%
5,373
-405
-7% -$24.8K
TIP icon
263
iShares TIPS Bond ETF
TIP
$14.5B
$313K 0.06%
2,729
+130
+5% +$14.8K
LUMN icon
264
Lumen
LUMN
$6.53B
$312K 0.06%
13,208
+3,095
+31% +$75.5K
FBT icon
265
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$305K 0.06%
2,907
-1,858
-39% -$186K
IJH icon
266
iShares Core S&P Mid-Cap ETF
IJH
$123B
$305K 0.06%
8,965
-855
-9% -$29.1K
LYB icon
267
LyondellBasell Industries
LYB
$19.5B
$305K 0.06%
3,452
-43
-1% -$3.92K
DD icon
268
DuPont de Nemours
DD
$18.6B
$301K 0.05%
1,873
+166
+10% +$25.8K
CXP
269
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$301K 0.05%
13,388
-185
-1% -$4.13K
OKE icon
270
Oneok
OKE
$58.7B
$297K 0.05%
5,353
-478
-8% -$26.3K
SGDM icon
271
Sprott Gold Miners ETF
SGDM
$551M
$297K 0.05%
14,270
-3,260
-19% -$68.2K
AIVL icon
272
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$293K 0.05%
3,546
+6
+0.2% +$492
JNK icon
273
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$289K 0.05%
2,618
-56,623
-96% -$6.25M
HEPA
274
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
GLU
275
Gabelli Utility & Income Trust
GLU
$117M
$286K 0.05%
15,400
– –
9 10
11
12 13

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.