We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$498M
AUM Growth
+$14.3M
Cap. Flow
+$9.71M
Cap. Flow %
1.95%
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.2M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.7M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$19.6M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.03M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.01M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$21.7M
2
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$20M
3
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$19.4M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$12.9M
5
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$12.8M

Sector Composition

Rank Sector Weight
1 Financials 3.45%
2 Energy 3.39%
3 Communication Services 3.38%
4 Technology 3.26%
5 Consumer Staples 3.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDS
251
DELISTED
HD Supply Holdings, Inc.
HDS
$320K 0.06%
10,000
– –
OPK icon
252
Opko Health
OPK
$921M
$319K 0.06%
+30,080
New +$300K
SH icon
253
ProShares Short S&P500
SH
$887M
$319K 0.06%
+2,093
New +$321K
WM icon
254
Waste Management
WM
$95.9B
$319K 0.06%
+5,005
New +$327K
JNK icon
255
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$316K 0.06%
2,870
+839
+41% +$91.3K
ADP icon
256
Automatic Data Processing
ADP
$100B
$312K 0.06%
3,534
-52
-1% -$4.71K
LEA icon
257
Lear
LEA
$7.19B
$312K 0.06%
2,575
+300
+13% +$34.2K
NVDA icon
258
NVIDIA
NVDA
$5.01T
$312K 0.06%
+182,400
New +$269K
PXD
259
DELISTED
Pioneer Natural Resource Co.
PXD
$309K 0.06%
1,662
+56
+3% +$9.53K
CLX icon
260
Clorox
CLX
$11.6B
$308K 0.06%
2,459
+799
+48% +$105K
CVS icon
261
CVS Health
CVS
$137B
$307K 0.06%
3,447
-324
-9% -$30.6K
GS icon
262
Goldman Sachs
GS
$313B
$307K 0.06%
1,900
+69
+4% +$11.2K
IYK icon
263
iShares US Consumer Staples ETF
IYK
$1.39B
$306K 0.06%
8,064
+2,607
+48% +$101K
VT icon
264
Vanguard Total World Stock ETF
VT
$76.3B
$305K 0.06%
5,014
+459
+10% +$27.7K
CXP
265
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$304K 0.06%
13,573
+2,088
+18% +$48.7K
GLAD icon
266
Gladstone Capital
GLAD
$425M
$301K 0.06%
18,500
+1,750
+10% +$28.6K
BDX icon
267
Becton Dickinson
BDX
$43.1B
$293K 0.06%
1,667
-50
-3% -$8.55K
NEAR icon
268
iShares Short Maturity Bond ETF
NEAR
$4.8B
$293K 0.06%
5,830
+1,600
+38% +$80.3K
TFI icon
269
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$293K 0.06%
5,848
-386,116
-99% -$19.4M
AA.PRB
270
DELISTED
Alcoa Inc
AA.PRB
$293K 0.06%
8,950
– –
IYC icon
271
iShares US Consumer Discretionary ETF
IYC
$1.12B
$291K 0.06%
+7,920
New +$293K
BSCH
272
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$289K 0.06%
12,758
+108
+0.9% +$2.45K
PBT
273
Permian Basin Royalty Trust
PBT
$1.36B
$288K 0.06%
41,300
– –
HYLS icon
274
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$287K 0.06%
+5,904
New +$287K
DE icon
275
Deere & Co
DE
$170B
$285K 0.06%
+3,342
New +$273K
9 10
11
12 13

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.

  • Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
  • Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
  • Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
  • Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
  • Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.

Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.