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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
-$6.69M
Cap. Flow
-$3.34M
Cap. Flow %
-0.74%
Top 10 Hldgs %
43.98%
Holding
382
New
82
Increased
136
Reduced
100
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$24.2M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$21.6M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$20.8M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.4M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$23.1M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$7.67M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 4.78%
2 Communication Services 3.97%
3 Industrials 3.9%
4 Consumer Staples 3.33%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACAD icon
251
Acadia Pharmaceuticals
ACAD
$4.25B
$250K 0.06%
8,932
+1,632
+22% +$35.6K
AIVL icon
252
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$250K 0.06%
+3,318
New +$233K
FRT icon
253
Federal Realty Investment Trust
FRT
$10.9B
$250K 0.06%
1,600
-4
-0.2% -$599
BIIB icon
254
Biogen
BIIB
$29.9B
$249K 0.06%
957
-567
-37% -$150K
AWK icon
255
American Water Works
AWK
$26.3B
$245K 0.05%
3,555
+119
+3% +$7.74K
IWV icon
256
iShares Russell 3000 ETF
IWV
$19.5B
$245K 0.05%
2,029
– –
IFV icon
257
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$244K 0.05%
14,225
-35,515
-71% -$577K
PXD
258
DELISTED
Pioneer Natural Resource Co.
PXD
$240K 0.05%
1,706
+50
+3% +$6.2K
BXMX
259
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$238K 0.05%
+18,729
New +$229K
FGD icon
260
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$238K 0.05%
10,540
-2,749
-21% -$58.7K
ETN icon
261
Eaton
ETN
$157B
$236K 0.05%
3,774
-73
-2% -$4.03K
PPL
262
PPL Corp
PPL
$27.3B
$236K 0.05%
6,194
+300
+5% +$10.7K
ECL icon
263
Ecolab
ECL
$75.6B
$235K 0.05%
2,107
-5
-0.2% -$531
BABA icon
264
Alibaba
BABA
$269B
$234K 0.05%
2,966
-1,325
-31% -$93.2K
LEA icon
265
Lear
LEA
$7.19B
$233K 0.05%
+2,093
New +$222K
MDT icon
266
Medtronic
MDT
$107B
$233K 0.05%
+3,102
New +$234K
AOK icon
267
iShares Core Conservative Allocation ETF
AOK
$803M
$231K 0.05%
7,150
+600
+9% +$18.8K
GLAD icon
268
Gladstone Capital
GLAD
$425M
$231K 0.05%
15,500
+4,500
+41% +$59.2K
JNK icon
269
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$231K 0.05%
2,245
-77
-3% -$7.68K
M icon
270
Macy's
M
$6.15B
$231K 0.05%
+5,229
New +$216K
VHT icon
271
Vanguard Health Care ETF
VHT
$18.2B
$230K 0.05%
+1,864
New +$227K
VASC
272
DELISTED
Vascular Solutions Inc
VASC
$228K 0.05%
+7,000
New +$202K
ET icon
273
Energy Transfer Partners
ET
$70.1B
$226K 0.05%
31,700
+5,660
+22% +$44.4K
SA
274
Seabridge Gold
SA
$2.8B
$226K 0.05%
+20,625
New +$180K
TIP icon
275
iShares TIPS Bond ETF
TIP
$14.5B
$222K 0.05%
1,937
-15
-0.8% -$1.68K
9 10
11
12 13

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Prospera Financial Services held 382 positions worth $449M, down 1.5% from $456M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Prospera Financial Services's Q1 2016 filing shows 82 new, 136 increased, 100 reduced and 45 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $57.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Communication Services and Industrials.

  • Prospera Financial Services's largest Q1 2016 buy was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M.
  • Prospera Financial Services added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $24.2M increase.
  • Prospera Financial Services's biggest Q1 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $57.4M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q1 2016, selling an estimated $7.67M.
  • Prospera Financial Services's ten largest holdings make up 44% of its $449M portfolio in Q1 2016.
  • Prospera Financial Services opened 82 new positions and closed 45 in Q1 2016.
  • Prospera Financial Services's portfolio value fell 1.5% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2016, filed 12 Apr 2016.