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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBY icon
251
Best Buy
BBY
$18B
$208K 0.05%
5,609
-6,957
-55% -$238K
LHX icon
252
L3Harris
LHX
$55.9B
$206K 0.05%
2,816
-527
-16% -$41.2K
IBMG
253
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$205K 0.05%
+8,000
New +$204K
IBMH
254
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$204K 0.05%
+8,000
New +$204K
IBMI
255
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$204K 0.05%
+8,000
New +$203K
IBMJ
256
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$203K 0.05%
+8,000
New +$201K
AOK icon
257
iShares Core Conservative Allocation ETF
AOK
$803M
$201K 0.05%
+6,400
New +$205K
PXD
258
DELISTED
Pioneer Natural Resource Co.
PXD
$201K 0.05%
1,656
– –
MMP
259
DELISTED
Magellan Midstream Partners, L.P.
MMP
$201K 0.05%
3,340
-95
-3% -$6.49K
SPLS
260
DELISTED
Staples Inc
SPLS
$199K 0.05%
18,465
-18,331
-50% -$258K
GNL icon
261
Global Net Lease
GNL
$1.87B
$196K 0.05%
+7,095
New +$181K
CSFL
262
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$193K 0.05%
13,125
-1,000
-7% -$14K
AGNC icon
263
AGNC Investment
AGNC
$12.3B
$187K 0.05%
10,000
-9,322
-48% -$179K
HEPA
264
DELISTED
Hepion Pharmaceuticals
HEPA
– –
0
– –
GLAD icon
265
Gladstone Capital
GLAD
$425M
$179K 0.05%
+11,000
New +$184K
RIG icon
266
Transocean
RIG
$5.92B
$178K 0.05%
13,747
+282
+2% +$3.92K
ASTC icon
267
Astrotech Corp
ASTC
$14.5M
$169K 0.04%
545
-96
-15% -$34.5K
BOE icon
268
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$163K 0.04%
13,500
– –
VTA
269
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$163K 0.04%
15,424
-1,466
-9% -$16.5K
NAVI icon
270
Navient
NAVI
$774M
$160K 0.04%
14,235
-15,211
-52% -$223K
BRW
271
Saba Capital Income & Opportunities Fund
BRW
$336M
$140K 0.04%
13,805
– –
VNR
272
DELISTED
Vanguard Natural Resources, LLC
VNR
$117K 0.03%
15,364
-315
-2% -$3.13K
MCR
273
DELISTED
MFS Charter Income Trust
MCR
$110K 0.03%
14,189
– –
VVR icon
274
Invesco Senior Income Trust
VVR
$456M
$109K 0.03%
26,104
– –
DSU icon
275
BlackRock Debt Strategies Fund
DSU
$591M
$107K 0.03%
10,678
– –
9 10
11
12 13

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.