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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$420M
AUM Growth
-$28.8M
Cap. Flow
-$25.1M
Cap. Flow %
-5.97%
Top 10 Hldgs %
43.4%
Holding
353
New
31
Increased
108
Reduced
133
Closed
52

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.6M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$8.51M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.88M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$5.83M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$41M
2
IYE icon
iShares US Energy ETF
IYE
+$15.7M
3
GG
Goldcorp Inc
GG
+$14.4M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.7M
5
EXP icon
Eagle Materials
EXP
+$7.3M

Sector Composition

Rank Sector Weight
1 Energy 3.91%
2 Technology 3.9%
3 Consumer Staples 2.73%
4 Healthcare 2.69%
5 Communication Services 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
251
Vanguard Dividend Appreciation ETF
VIG
$111B
$226K 0.05%
2,880
-225
-7% -$18.2K
IGSB icon
252
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$224K 0.05%
4,248
+6
+0.1% +$316
IEI icon
253
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$223K 0.05%
1,815
-335
-16% -$41.3K
CMCSA icon
254
Comcast
CMCSA
$79.7B
$222K 0.05%
7,376
– –
V icon
255
Visa
V
$677B
$222K 0.05%
+3,311
New +$224K
PII icon
256
Polaris
PII
$4.15B
$221K 0.05%
1,492
+39
+3% +$5.61K
QCOM icon
257
Qualcomm
QCOM
$176B
$220K 0.05%
4,510
-1,807
-29% -$123K
IBMF
258
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$220K 0.05%
+8,000
New +$220K
PAGP icon
259
Plains GP Holdings
PAGP
$5.23B
$219K 0.05%
3,184
-323
-9% -$24.2K
BAC.PRL icon
260
Bank of America Series L
BAC.PRL
$3.95B
$217K 0.05%
195
– –
DFP
261
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$217K 0.05%
9,719
-2,088
-18% -$48.3K
RIG icon
262
Transocean
RIG
$5.92B
$217K 0.05%
13,465
+897
+7% +$16.2K
KMB icon
263
Kimberly-Clark
KMB
$36.4B
$215K 0.05%
2,174
+80
+4% +$8.71K
AFL icon
264
Aflac
AFL
$63.9B
$214K 0.05%
6,882
+340
+5% +$10.8K
FXN icon
265
First Trust Energy AlphaDEX Fund
FXN
$398M
$214K 0.05%
10,737
-1,180
-10% -$25.8K
FDS icon
266
Factset
FDS
$9.05B
$211K 0.05%
+1,299
New +$211K
RTX icon
267
RTX Corp
RTX
$287B
$210K 0.05%
3,006
-1,637
-35% -$120K
ADM icon
268
Archer Daniels Midland
ADM
$41.4B
$209K 0.05%
4,341
-267
-6% -$13.5K
DFS
269
DELISTED
Discover Financial Services
DFS
$209K 0.05%
3,630
+15
+0.4% +$880
RSPH icon
270
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$207K 0.05%
13,000
– –
XLE icon
271
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$206K 0.05%
+5,492
New +$218K
BRK.A icon
272
Berkshire Hathaway Class A
BRK.A
$1.07T
$205K 0.05%
1
– –
RGC
273
DELISTED
Regal Entertainment Group
RGC
$202K 0.05%
9,682
+72
+0.7% +$1.55K
LNCO
274
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$201K 0.05%
21,264
+1,624
+8% +$18.2K
VTA
275
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$196K 0.05%
16,890
– –
9 10
11
12 13

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2015 Portfolio in Review

As of Q2 2015, Prospera Financial Services held 353 positions worth $420M, down 6.4% from $449M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Prospera Financial Services withdrew a net $25.1M in Q2 2015, closing 52 positions and reducing 133 holdings. Its most notable exit was iShares 0-1 Year Treasury Bond ETF, an estimated $41M position sold in full.

By sector, the portfolio is most concentrated in Energy at 3.9% of assets, up from 3.9% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Prospera Financial Services opened a new position in State Street SPDR Portfolio Intermediate Term Treasury ETF worth $5.86M.

  • Prospera Financial Services's largest Q2 2015 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 195,118 shares worth $5.86M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $24.6M increase.
  • Prospera Financial Services's biggest Q2 2015 reduction was iShares US Energy ETF, cutting an estimated $15.7M.
  • Prospera Financial Services fully exited iShares 0-1 Year Treasury Bond ETF in Q2 2015, selling an estimated $41M.
  • Prospera Financial Services's ten largest holdings make up 43% of its $420M portfolio in Q2 2015.
  • Prospera Financial Services opened 31 new positions and closed 52 in Q2 2015.
  • Prospera Financial Services's portfolio value fell 6.4% quarter-over-quarter to $420M.

Based on Prospera Financial Services's 13F filing for Q2 2015, filed 7 Aug 2015.