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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.15%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$370M
AUM Growth
+$53M
Cap. Flow
+$30.7M
Cap. Flow %
8.31%
Top 10 Hldgs %
40.72%
Holding
298
New
45
Increased
130
Reduced
76
Closed
29

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$14.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$14.2M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$14.1M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.87M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.78M

Top Sells

Rank Stock Value
1
IYE icon
iShares US Energy ETF
IYE
+$8.36M
2
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.47M
3
IYW icon
iShares US Technology ETF
IYW
+$7.11M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$6.1M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.19%
3 Technology 2.79%
4 Communication Services 2.55%
5 Financials 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPU icon
251
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$206K 0.06%
+5,524
New +$197K
TXN icon
252
Texas Instruments
TXN
$255B
$206K 0.06%
+4,317
New +$201K
MUAC
253
DELISTED
ISHARES TR 2014 AMT-FREE MUN TERM ETF
MUAC
$205K 0.06%
4,000
– –
BFH icon
254
Bread Financial
BFH
$4.21B
$203K 0.05%
902
-266
-23% -$54.2K
FCG icon
255
First Trust Natural Gas ETF
FCG
$632M
$202K 0.05%
1,710
-2,200
-56% -$246K
BOE icon
256
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$196K 0.05%
13,000
– –
ADAM
257
Adamas Trust
ADAM
$777M
$195K 0.05%
+6,241
New +$192K
DNY
258
DELISTED
DONNELLEY R R & SONS CO
DNY
$190K 0.05%
+11,194
New +$190K
SPFF icon
259
Global X SuperIncome Preferred ETF
SPFF
$139M
$189K 0.05%
12,500
-100
-0.8% -$1.5K
BTM
260
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$180K 0.05%
210,000
+167,500
+394% +$144K
RPAI
261
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$158K 0.04%
10,242
-8,188
-44% -$120K
IAU icon
262
iShares Gold Trust
IAU
$63B
$156K 0.04%
6,053
– –
CSFL
263
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$147K 0.04%
13,125
– –
NLY icon
264
Annaly Capital Management
NLY
$16.9B
$129K 0.03%
2,821
+71
+3% +$3.27K
MITK icon
265
Mitek Systems
MITK
$762M
$125K 0.03%
37,520
-6,580
-15% -$22.4K
WIN
266
DELISTED
Windstream Holdings Inc
WIN
$100K 0.03%
+1,286
New +$93.7K
SIRI icon
267
SiriusXM
SIRI
$10B
$50K 0.01%
1,446
– –
HYF
268
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$37K 0.01%
17,500
– –
ESSX
269
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$36K 0.01%
14,750
– –
ADM icon
270
Archer Daniels Midland
ADM
$41.4B
– –
-12,029
Closed -$522K
BX icon
271
Blackstone
BX
$104B
– –
-8,292
Closed -$271K
GLW icon
272
Corning
GLW
$126B
– –
-11,248
Closed -$200K
HAS icon
273
Hasbro
HAS
$12.6B
– –
-6,858
Closed -$381K
HP icon
274
Helmerich & Payne
HP
$3.53B
– –
-3,929
Closed -$423K
ICF icon
275
iShares Select U.S. REIT ETF
ICF
$2.12B
– –
-5,086
Closed -$209K
8 9 10
11
12

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Prospera Financial Services held 298 positions worth $370M, up 17% from $317M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Prospera Financial Services deployed $30.7M of net new capital in Q2 2014, opening 45 new positions and adding to 130 existing holdings. Its largest new stake was iShares US Utilities ETF: 270,280 shares worth $15.1M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 5.1% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares US Energy ETF, an estimated $8.36M trimmed.

  • Prospera Financial Services's largest Q2 2014 buy was iShares US Utilities ETF: 270,280 shares worth $15.1M.
  • Prospera Financial Services added most to iShares 7-10 Year Treasury Bond ETF in Q2 2014, an estimated $2.87M increase.
  • Prospera Financial Services's biggest Q2 2014 reduction was iShares US Energy ETF, cutting an estimated $8.36M.
  • Prospera Financial Services fully exited Reynolds American Inc in Q2 2014, selling an estimated $573K.
  • Prospera Financial Services's ten largest holdings make up 41% of its $370M portfolio in Q2 2014.
  • Prospera Financial Services opened 45 new positions and closed 29 in Q2 2014.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $370M.

Based on Prospera Financial Services's 13F filing for Q2 2014, filed 7 Jul 2014.