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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.12%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$317M
AUM Growth
+$19.2M
Cap. Flow
+$18.1M
Cap. Flow %
5.71%
Top 10 Hldgs %
48.61%
Holding
310
New
52
Increased
122
Reduced
58
Closed
57

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.2M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$9.1M
4
IYE icon
iShares US Energy ETF
IYE
+$8.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$8.5M

Top Sells

Rank Stock Value
1
IYJ icon
iShares US Industrials ETF
IYJ
+$12.3M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.45M
5
MVV icon
ProShares Ultra MidCap400
MVV
+$3.24M

Sector Composition

Rank Sector Weight
1 Energy 5.08%
2 Materials 3.32%
3 Consumer Staples 2.73%
4 Technology 2.61%
5 Financials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEG icon
251
Aegon
AEG
$13.5B
– –
-46,913
Closed -$302K
BAX icon
252
Baxter International
BAX
$11.6B
– –
-5,812
Closed -$220K
CLX icon
253
Clorox
CLX
$11.6B
– –
-5,789
Closed -$537K
COF icon
254
Capital One
COF
$124B
– –
-3,546
Closed -$272K
DE icon
255
Deere & Co
DE
$170B
– –
-2,802
Closed -$256K
DIA icon
256
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
– –
-5,809
Closed -$961K
DIS icon
257
Walt Disney
DIS
$165B
– –
-3,103
Closed -$237K
DVY icon
258
iShares Select Dividend ETF
DVY
$24B
– –
-3,879
Closed -$277K
EEM icon
259
iShares MSCI Emerging Markets ETF
EEM
$28B
– –
-6,006
Closed -$251K
EOD
260
Allspring Global Dividend Opportunity Fund
EOD
$276M
– –
-12,658
Closed -$92K
EWN icon
261
iShares MSCI Netherlands ETF
EWN
$562M
– –
-8,511
Closed -$221K
EZPW icon
262
Ezcorp Inc
EZPW
$1.82B
– –
-10,000
Closed -$117K
FBT icon
263
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
– –
-43,344
Closed -$3M
FPX icon
264
First Trust US Equity Opportunities ETF
FPX
$1.51B
– –
-9,662
Closed -$439K
FTSL icon
265
First Trust Senior Loan Fund ETF
FTSL
$2.31B
– –
-8,664
Closed -$430K
FXR icon
266
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
– –
-13,494
Closed -$383K
HHS icon
267
Harte-Hanks
HHS
$17.7M
– –
-1,287
Closed -$101K
IP icon
268
International Paper
IP
$22.3B
– –
-9,789
Closed -$448K
IWC icon
269
iShares Micro-Cap ETF
IWC
$1.43B
– –
-9,898
Closed -$744K
IWV icon
270
iShares Russell 3000 ETF
IWV
$19.5B
– –
-14,895
Closed -$1.65M
IYJ icon
271
iShares US Industrials ETF
IYJ
$1.98B
– –
-242,486
Closed -$12.3M
JPM icon
272
JPMorgan Chase
JPM
$939B
– –
-4,274
Closed -$250K
LHX icon
273
L3Harris
LHX
$55.9B
– –
-6,646
Closed -$464K
LMT icon
274
Lockheed Martin
LMT
$134B
– –
-3,722
Closed -$553K
LQD icon
275
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
– –
-7,650
Closed -$874K
9 10
11
12 13

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Prospera Financial Services held 310 positions worth $317M, up 6.5% from $297M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Prospera Financial Services deployed $18.1M of net new capital in Q1 2014, opening 52 new positions and adding to 122 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 5% a quarter earlier, followed by Materials and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.45M trimmed.

  • Prospera Financial Services's largest Q1 2014 buy was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $9.3M increase.
  • Prospera Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.45M.
  • Prospera Financial Services fully exited iShares US Industrials ETF in Q1 2014, selling an estimated $12.3M.
  • Prospera Financial Services's ten largest holdings make up 49% of its $317M portfolio in Q1 2014.
  • Prospera Financial Services opened 52 new positions and closed 57 in Q1 2014.
  • Prospera Financial Services's portfolio value rose 6.5% quarter-over-quarter to $317M.

Based on Prospera Financial Services's 13F filing for Q1 2014, filed 4 Apr 2014.