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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
226
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.48M 0.1%
42,570
-14,757
-26% -$1.2M
GS icon
227
Goldman Sachs
GS
$313B
$3.45M 0.1%
7,626
+59
+0.8% +$25.9K
EWU icon
228
iShares MSCI United Kingdom ETF
EWU
$4.04B
$3.44M 0.1%
98,698
+5,898
+6% +$207K
ZTS icon
229
Zoetis
ZTS
$31.6B
$3.42M 0.1%
19,703
+2,898
+17% +$482K
NSC icon
230
Norfolk Southern
NSC
$78.8B
$3.41M 0.09%
15,890
+332
+2% +$77K
AJG icon
231
Arthur J. Gallagher & Co
AJG
$63.7B
$3.39M 0.09%
13,079
+1,160
+10% +$288K
NKE icon
232
Nike
NKE
$61.9B
$3.39M 0.09%
44,925
+1,009
+2% +$93.8K
JGRO icon
233
JPMorgan Active Growth ETF
JGRO
$9.38B
$3.37M 0.09%
44,838
-596
-1% -$42.2K
AMAT icon
234
Applied Materials
AMAT
$426B
$3.37M 0.09%
14,257
+441
+3% +$94.7K
CB icon
235
Chubb
CB
$140B
$3.34M 0.09%
13,087
+131
+1% +$33.6K
MDLZ icon
236
Mondelez International
MDLZ
$77.7B
$3.32M 0.09%
50,788
+1,426
+3% +$97.8K
GMED icon
237
Globus Medical
GMED
$10.4B
$3.32M 0.09%
48,520
-1,652
-3% -$98.7K
XLI icon
238
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$3.32M 0.09%
27,207
+13,519
+99% +$1.67M
ORCL icon
239
Oracle
ORCL
$331B
$3.31M 0.09%
23,462
+4,707
+25% +$585K
FTA icon
240
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$3.31M 0.09%
44,906
+9,693
+28% +$720K
TDIV icon
241
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$3.3M 0.09%
43,637
+8,287
+23% +$589K
MO icon
242
Altria Group
MO
$122B
$3.28M 0.09%
72,061
+25,143
+54% +$1.12M
IVW icon
243
iShares S&P 500 Growth ETF
IVW
$72.5B
$3.27M 0.09%
35,374
+7,643
+28% +$659K
BSJO
244
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$3.26M 0.09%
143,339
-3,301
-2% -$75.1K
VEU icon
245
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.25M 0.09%
55,413
-19
-0% -$1.11K
FLRN icon
246
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$3.22M 0.09%
104,527
-10,842
-9% -$334K
ORLY icon
247
O'Reilly Automotive
ORLY
$72.4B
$3.22M 0.09%
45,780
-1,005
-2% -$69.5K
ITOT icon
248
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$3.22M 0.09%
27,085
-2,215
-8% -$254K
SPSB icon
249
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$3.21M 0.09%
108,239
-13,939
-11% -$413K
SPGI icon
250
S&P Global
SPGI
$126B
$3.13M 0.09%
7,018
-361
-5% -$155K
8 9
10
11 12

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.