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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
226
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$710K 0.08%
9,732
-897
-8% -$64.5K
RFAP
227
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$706K 0.08%
13,798
-2,342
-15% -$118K
GLD icon
228
SPDR Gold Trust
GLD
$131B
$701K 0.08%
+5,277
New +$652K
MDLZ icon
229
Mondelez International
MDLZ
$77.7B
$697K 0.08%
12,777
+1,326
+12% +$68.9K
IDLV icon
230
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$688K 0.08%
20,315
+6,036
+42% +$201K
RSPU icon
231
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$682K 0.08%
+13,770
New +$670K
REZ icon
232
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$676K 0.08%
+9,275
New +$664K
XLV icon
233
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$660K 0.07%
+7,109
New +$639K
OEF icon
234
iShares S&P 100 ETF
OEF
$19.8B
$658K 0.07%
5,013
-41
-0.8% -$5.24K
JPS
235
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$658K 0.07%
68,795
– –
ACWV icon
236
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$652K 0.07%
7,026
-1,100
-14% -$99.2K
VOO icon
237
Vanguard S&P 500 ETF
VOO
$968B
$644K 0.07%
2,357
+324
+16% +$85.7K
BKK
238
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$644K 0.07%
+42,665
New +$642K
COR icon
239
Cencora
COR
$60.3B
$643K 0.07%
7,417
+1,944
+36% +$154K
PM icon
240
Philip Morris
PM
$301B
$634K 0.07%
8,036
+1,340
+20% +$111K
KKR icon
241
KKR & Co
KKR
$89.2B
$625K 0.07%
+24,734
New +$592K
UN
242
DELISTED
Unilever NV New York Registry Shares
UN
$620K 0.07%
+10,062
New +$602K
ITW icon
243
Illinois Tool Works
ITW
$81.4B
$616K 0.07%
4,100
-133
-3% -$20.1K
NVO
244
Novo Nordisk
NVO
$216B
$611K 0.07%
24,148
+8,946
+59% +$221K
GS icon
245
Goldman Sachs
GS
$313B
$607K 0.07%
+2,959
New +$586K
CONE
246
DELISTED
CyrusOne Inc Common Stock
CONE
$602K 0.07%
10,424
+85
+0.8% +$4.98K
MCHP icon
247
Microchip Technology
MCHP
$42.8B
$601K 0.07%
+13,484
New +$599K
BSJN
248
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$600K 0.07%
+22,977
New +$599K
RFEU
249
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$599K 0.07%
10,123
-1,265
-11% -$74.8K
VNQ icon
250
Vanguard Real Estate ETF
VNQ
$39.9B
$599K 0.07%
6,766
+650
+11% +$56.9K
8 9
10
11 12

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.