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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
226
Seagate
STX
$193B
$424K 0.09%
11,091
+3,597
+48% +$151K
EEM icon
227
iShares MSCI Emerging Markets ETF
EEM
$28B
$423K 0.09%
10,820
+1,541
+17% +$61.7K
IPKW icon
228
Invesco International BuyBack Achievers ETF
IPKW
$537M
$422K 0.09%
14,626
+3,305
+29% +$103K
BP icon
229
BP
BP
$113B
$419K 0.08%
11,239
-211
-2% -$8.42K
SKYY icon
230
First Trust Cloud Computing ETF
SKYY
$2.74B
$410K 0.08%
8,345
+3,871
+87% +$198K
VTV icon
231
Vanguard Value ETF
VTV
$189B
$410K 0.08%
4,143
-26
-0.6% -$2.73K
GILD icon
232
Gilead Sciences
GILD
$161B
$409K 0.08%
6,211
+2,264
+57% +$158K
SO icon
233
Southern Company
SO
$110B
$409K 0.08%
9,246
+2,295
+33% +$104K
IWY icon
234
iShares Russell Top 200 Growth ETF
IWY
$16B
$408K 0.08%
5,647
– –
LUV icon
235
Southwest Airlines
LUV
$22.1B
$406K 0.08%
8,501
-1,524
-15% -$81K
VBR icon
236
Vanguard Small-Cap Value ETF
VBR
$37.1B
$406K 0.08%
3,549
-590
-14% -$74.7K
EMLP icon
237
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$403K 0.08%
18,609
-613
-3% -$14.1K
ADP icon
238
Automatic Data Processing
ADP
$100B
$399K 0.08%
3,040
+174
+6% +$24.6K
BKK
239
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$396K 0.08%
26,737
+3,980
+17% +$58.9K
BGB
240
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$395K 0.08%
28,700
+8,201
+40% +$121K
GBIL icon
241
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$395K 0.08%
+3,951
New +$396K
PDBC icon
242
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$394K 0.08%
+26,112
New +$447K
AMAT icon
243
Applied Materials
AMAT
$426B
$379K 0.08%
11,573
+4,479
+63% +$154K
PEY icon
244
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$378K 0.08%
23,887
-3,190
-12% -$54.8K
ITOT icon
245
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$377K 0.08%
+6,640
New +$408K
NGG icon
246
National Grid
NGG
$82.7B
$377K 0.08%
8,874
-26
-0.3% -$1.22K
FXN icon
247
First Trust Energy AlphaDEX Fund
FXN
$398M
$373K 0.08%
30,904
+8,407
+37% +$123K
IEFA icon
248
iShares Core MSCI EAFE ETF
IEFA
$186B
$371K 0.07%
6,623
-502
-7% -$29.4K
VCSH icon
249
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$370K 0.07%
4,744
+1,580
+50% +$123K
DGRW icon
250
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$367K 0.07%
9,565
+392
+4% +$16.2K
8 9
10
11 12

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.