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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
226
Vanguard Dividend Appreciation ETF
VIG
$111B
$397K 0.07%
4,420
+3
+0.1% +$266
RFUN
227
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
$389K 0.07%
+14,975
New +$390K
BGR icon
228
BlackRock Energy and Resources Trust
BGR
$422M
$388K 0.07%
28,200
+500
+2% +$7.08K
HBANP
229
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$382K 0.07%
279
– –
KMB icon
230
Kimberly-Clark
KMB
$36.4B
$381K 0.07%
2,897
-182
-6% -$23K
VONV icon
231
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$381K 0.07%
+7,608
New +$381K
VCR icon
232
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$379K 0.07%
2,752
+486
+21% +$65.5K
MGK icon
233
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$375K 0.07%
19,595
-1,445
-7% -$26.8K
IWC icon
234
iShares Micro-Cap ETF
IWC
$1.43B
$374K 0.07%
+4,477
New +$380K
LEA icon
235
Lear
LEA
$7.19B
$372K 0.07%
2,796
+143
+5% +$20.3K
GG
236
DELISTED
Goldcorp Inc
GG
$370K 0.07%
24,936
-2,373
-9% -$37.1K
DHS icon
237
WisdomTree US High Dividend Fund
DHS
$1.56B
$364K 0.07%
5,317
-2,885
-35% -$196K
BABA icon
238
Alibaba
BABA
$269B
$363K 0.07%
+3,369
New +$343K
CHKP icon
239
Check Point Software Technologies
CHKP
$13.3B
$357K 0.06%
3,471
-519
-13% -$50.9K
BN icon
240
Brookfield
BN
$102B
$355K 0.06%
27,327
– –
PBT
241
Permian Basin Royalty Trust
PBT
$1.36B
$354K 0.06%
37,800
-2,500
-6% -$22.3K
SCG
242
DELISTED
Scana
SCG
$354K 0.06%
5,356
-41
-0.8% -$2.83K
ISD
243
PGIM High Yield Bond Fund
ISD
$414M
$351K 0.06%
22,850
– –
DSL
244
DoubleLine Income Solutions Fund
DSL
$1.21B
$345K 0.06%
17,184
+150
+0.9% +$2.97K
PXD
245
DELISTED
Pioneer Natural Resource Co.
PXD
$345K 0.06%
1,841
+179
+11% +$33.2K
ARNC.PRB
246
DELISTED
Arconic Inc.
ARNC.PRB
$345K 0.06%
8,569
+8
+0.1% +$319
RFDI icon
247
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$336K 0.06%
+5,986
New +$327K
FXZ icon
248
First Trust Materials AlphaDEX Fund
FXZ
$378M
$332K 0.06%
8,818
-1,514
-15% -$57K
ADP icon
249
Automatic Data Processing
ADP
$100B
$331K 0.06%
3,240
-295
-8% -$30.1K
FXN icon
250
First Trust Energy AlphaDEX Fund
FXN
$398M
$331K 0.06%
22,057
-24,558
-53% -$388K
8 9
10
11 12

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.