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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
+1.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$498M
AUM Growth
+$14.3M
(+3%)
Cap. Flow
+$9.71M
Cap. Flow
% of AUM
1.95%
Top 10 Holdings %
Top 10 Hldgs %
40.83%
Holding
418
New
63
Increased
179
Reduced
105
Closed
38
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$57.2M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$19.7M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$19.6M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$7.03M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$7.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$21.7M |
| 2 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$20M |
| 3 |
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
|
+$19.4M |
| 4 |
State Street SPDR ICE Preferred Securities ETF
PSK
|
+$12.9M |
| 5 |
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
|
+$12.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.45% |
| 2 | Energy | 3.39% |
| 3 | Communication Services | 3.38% |
| 4 | Technology | 3.26% |
| 5 | Consumer Staples | 3.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
AutoZone
AZO
$48.3B
| $373K | 0.07% |
486
-175
| -26% | -$136K |
|
227
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
| $364K | 0.07% |
36,372
-10,168
| -22% | -$105K |
|
|
ISD
228
PGIM High Yield Bond Fund
ISD
$414M
| $363K | 0.07% |
22,695
-2,582
| -10% | -$41.1K |
|
229
Sysco
SYY
$39.7B
| $355K | 0.07% |
7,251
-3,836
| -35% | -$197K |
|
230
Vanguard Health Care ETF
VHT
$18.2B
| $352K | 0.07% |
2,651
+546
| +26% | +$73.6K |
|
231
Johnson Controls International
JCI
$87.5B
| $347K | 0.07% |
7,455
+797
| +12% | +$36.9K |
|
232
Brookfield
BN
$102B
| $343K | 0.07% |
27,327
| – | – |
|
233
Conagra Brands
CAG
$7.07B
| $343K | 0.07% |
9,347
| – | – |
|
|
MNDT
234
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $342K | 0.07% |
23,210
-3,189
| -12% | -$49K |
|
235
Kimberly-Clark
KMB
$36.4B
| $341K | 0.07% |
2,697
+286
| +12% | +$37K |
|
236
Check Point Software Technologies
CHKP
$13.3B
| $339K | 0.07% |
4,367
+748
| +21% | +$58K |
|
237
WisdomTree US High Dividend Fund
DHS
$1.56B
| $339K | 0.07% |
5,097
-580
| -10% | -$38.9K |
|
238
Digital Realty Trust
DLR
$73.7B
| $339K | 0.07% |
+3,491
| New | +$355K |
|
239
iShares Core S&P Mid-Cap ETF
IJH
$123B
| $338K | 0.07% |
10,915
-435
| -4% | -$13.4K |
|
240
Vanguard Consumer Discretionary ETF
VCR
$5.84B
| $337K | 0.07% |
2,683
+347
| +15% | +$43.8K |
|
|
RDS.B
241
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $336K | 0.07% |
6,353
+87
| +1% | +$4.66K |
|
242
Nike
NKE
$61.9B
| $333K | 0.07% |
6,316
-31,221
| -83% | -$1.76M |
|
243
Vanguard Dividend Appreciation ETF
VIG
$111B
| $333K | 0.07% |
3,965
-47
| -1% | -$3.98K |
|
244
Sherwin-Williams
SHW
$78.3B
| $331K | 0.07% |
3,591
-615
| -15% | -$59.6K |
|
|
SCG
245
DELISTED
Scana
SCG
| $327K | 0.07% |
4,515
+346
| +8% | +$25.3K |
|
|
DSL
246
DoubleLine Income Solutions Fund
DSL
$1.21B
| $326K | 0.07% |
17,033
-1
| -0% | -$19 |
|
247
MDU Resources
MDU
$4.44B
| $325K | 0.07% |
33,597
-1,972
| -6% | -$18K |
|
|
BNY
248
Bank of New York Mellon
BNY
$108B
| $323K | 0.06% |
8,108
+250
| +3% | +$9.99K |
|
249
Netflix
NFLX
$292B
| $322K | 0.06% |
32,660
-587,000
| -95% | -$5.6M |
|
250
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
| $320K | 0.06% |
2,530
-70
| -3% | -$8.86K |
|
Similar funds
AG
AMH
EDRH
GAM
CIA
PS
PFA
RBI
Prospera Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.
Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.
By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.
- Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
- Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
- Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
- Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
- Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
- Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
- Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.
Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.