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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
-$6.69M
Cap. Flow
-$3.34M
Cap. Flow %
-0.74%
Top 10 Hldgs %
43.98%
Holding
382
New
82
Increased
136
Reduced
100
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$24.2M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$21.6M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$20.8M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.4M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$23.1M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$7.67M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 4.78%
2 Communication Services 3.97%
3 Industrials 3.9%
4 Consumer Staples 3.33%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
226
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$279K 0.06%
9,028
+2,408
+36% +$69.9K
BSCG
227
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$279K 0.06%
12,650
-2
-0% -$44
CAT icon
228
Caterpillar
CAT
$409B
$276K 0.06%
+3,610
New +$242K
NOC icon
229
Northrop Grumman
NOC
$77B
$275K 0.06%
+1,390
New +$263K
IAG icon
230
IAMGOLD
IAG
$8.47B
$273K 0.06%
123,700
-14,250
-10% -$27.7K
CB icon
231
Chubb
CB
$140B
$271K 0.06%
+2,274
New +$261K
PHK
232
PIMCO High Income Fund
PHK
$861M
$269K 0.06%
+30,219
New +$246K
XLF icon
233
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$269K 0.06%
13,606
-4,497
-25% -$85.7K
HAR
234
DELISTED
Harman International Industries
HAR
$267K 0.06%
+3,000
New +$238K
SHW icon
235
Sherwin-Williams
SHW
$78.3B
$266K 0.06%
2,802
+45
+2% +$3.94K
SNY icon
236
Sanofi
SNY
$104B
$266K 0.06%
6,593
+600
+10% +$24.1K
XLK icon
237
State Street Technology Select Sector SPDR ETF
XLK
$115B
$264K 0.06%
11,896
-289,324
-96% -$5.98M
MDU icon
238
MDU Resources
MDU
$4.44B
$263K 0.06%
+35,569
New +$240K
VT icon
239
Vanguard Total World Stock ETF
VT
$76.3B
$263K 0.06%
+4,555
New +$248K
MMP
240
DELISTED
Magellan Midstream Partners, L.P.
MMP
$263K 0.06%
3,817
+499
+15% +$32.6K
BSCI
241
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$262K 0.06%
12,400
+750
+6% +$15.8K
SCG
242
DELISTED
Scana
SCG
$261K 0.06%
+3,728
New +$241K
IEP icon
243
Icahn Enterprises
IEP
$5.17B
$260K 0.06%
+4,120
New +$237K
RTN
244
DELISTED
Raytheon Company
RTN
$259K 0.06%
2,114
-73
-3% -$8.99K
IWM icon
245
iShares Russell 2000 ETF
IWM
$80.9B
$257K 0.06%
2,321
-128
-5% -$13.3K
QCOM icon
246
Qualcomm
QCOM
$176B
$255K 0.06%
+5,019
New +$245K
USB icon
247
US Bancorp
USB
$99.6B
$255K 0.06%
+6,282
New +$251K
VCR icon
248
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$255K 0.06%
2,057
-2,069
-50% -$241K
PBT
249
Permian Basin Royalty Trust
PBT
$1.36B
$254K 0.06%
41,300
-2,000
-5% -$11K
CXP
250
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$253K 0.06%
11,485
-194
-2% -$4.18K
8 9
10
11 12

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Prospera Financial Services held 382 positions worth $449M, down 1.5% from $456M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Prospera Financial Services's Q1 2016 filing shows 82 new, 136 increased, 100 reduced and 45 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $57.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Communication Services and Industrials.

  • Prospera Financial Services's largest Q1 2016 buy was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M.
  • Prospera Financial Services added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $24.2M increase.
  • Prospera Financial Services's biggest Q1 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $57.4M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q1 2016, selling an estimated $7.67M.
  • Prospera Financial Services's ten largest holdings make up 44% of its $449M portfolio in Q1 2016.
  • Prospera Financial Services opened 82 new positions and closed 45 in Q1 2016.
  • Prospera Financial Services's portfolio value fell 1.5% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2016, filed 12 Apr 2016.