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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$456M
AUM Growth
+$60.6M
Cap. Flow
+$48.3M
Cap. Flow %
10.59%
Top 10 Hldgs %
49.51%
Holding
336
New
47
Increased
119
Reduced
108
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.8M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$9.93M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.47M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.24M
5
DAL icon
Delta Air Lines
DAL
+$5.09M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.5M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.54M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$3.01M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.6M
5
F icon
Ford
F
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 4.6%
2 Industrials 3.74%
3 Communication Services 3.63%
4 Consumer Staples 3.02%
5 Energy 2.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEF icon
226
iShares S&P 100 ETF
OEF
$19.8B
$251K 0.06%
2,753
-195
-7% -$17.9K
NEE icon
227
NextEra Energy
NEE
$187B
$248K 0.05%
9,552
-588
-6% -$14.9K
BSCI
228
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$245K 0.05%
11,650
-300
-3% -$6.34K
IWV icon
229
iShares Russell 3000 ETF
IWV
$19.5B
$244K 0.05%
2,029
– –
ECL icon
230
Ecolab
ECL
$75.6B
$242K 0.05%
+2,112
New +$248K
IWS icon
231
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$242K 0.05%
+3,527
New +$248K
SHW icon
232
Sherwin-Williams
SHW
$78.3B
$239K 0.05%
+2,757
New +$239K
JNK icon
233
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$236K 0.05%
2,322
-1,397
-38% -$148K
MINT icon
234
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$236K 0.05%
2,346
-174
-7% -$17.5K
VIG icon
235
Vanguard Dividend Appreciation ETF
VIG
$111B
$236K 0.05%
3,030
+150
+5% +$11.7K
FRT icon
236
Federal Realty Investment Trust
FRT
$10.9B
$234K 0.05%
1,604
– –
MDIV icon
237
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$229K 0.05%
12,477
-4,939
-28% -$92.3K
KDP icon
238
Keurig Dr Pepper
KDP
$40.4B
$227K 0.05%
+2,435
New +$216K
LHX icon
239
L3Harris
LHX
$55.9B
$227K 0.05%
2,616
-200
-7% -$16.1K
URI icon
240
United Rentals
URI
$71.1B
$227K 0.05%
3,125
-675
-18% -$48.8K
VOD icon
241
Vodafone
VOD
$34.9B
$227K 0.05%
7,028
-487
-6% -$15.9K
IJT icon
242
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$226K 0.05%
3,632
-2,240
-38% -$142K
JWN
243
DELISTED
Nordstrom
JWN
$225K 0.05%
+4,515
New +$274K
MMP
244
DELISTED
Magellan Midstream Partners, L.P.
MMP
$225K 0.05%
3,318
-22
-0.7% -$1.43K
IWP icon
245
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$223K 0.05%
+4,860
New +$226K
PBT
246
Permian Basin Royalty Trust
PBT
$1.36B
$219K 0.05%
43,300
-7,500
-15% -$46.4K
IBMF
247
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$219K 0.05%
8,000
– –
EVV
248
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$217K 0.05%
17,009
– –
IGIB icon
249
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$216K 0.05%
4,032
-7,858
-66% -$425K
TIP icon
250
iShares TIPS Bond ETF
TIP
$14.5B
$214K 0.05%
+1,952
New +$216K
8 9
10
11 12

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Prospera Financial Services held 336 positions worth $456M, up 15% from $395M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Prospera Financial Services deployed $48.3M of net new capital in Q4 2015, opening 47 new positions and adding to 119 existing holdings. Its largest new stake was Delta Air Lines: 102,905 shares worth $5.22M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 2.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $16.5M trimmed.

  • Prospera Financial Services's largest Q4 2015 buy was Delta Air Lines: 102,905 shares worth $5.22M.
  • Prospera Financial Services added most to Apple in Q4 2015, an estimated $10.8M increase.
  • Prospera Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $16.5M.
  • Prospera Financial Services fully exited GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q4 2015, selling an estimated $3.01M.
  • Prospera Financial Services's ten largest holdings make up 50% of its $456M portfolio in Q4 2015.
  • Prospera Financial Services opened 47 new positions and closed 36 in Q4 2015.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $456M.

Based on Prospera Financial Services's 13F filing for Q4 2015, filed 12 Jan 2016.