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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJJ icon
226
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$233K 0.06%
4,046
-858
-17% -$52.5K
WBA
227
DELISTED
Walgreens Boots Alliance
WBA
$233K 0.06%
2,805
+106
+4% +$9.58K
IAG icon
228
IAMGOLD
IAG
$8.47B
$232K 0.06%
142,400
-24,500
-15% -$39.8K
ARP
229
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$232K 0.06%
83,000
+67,250
+427% +$257K
IWV icon
230
iShares Russell 3000 ETF
IWV
$19.5B
$231K 0.06%
+2,029
New +$246K
KMB icon
231
Kimberly-Clark
KMB
$36.4B
$230K 0.06%
2,254
+80
+4% +$8.82K
CB
232
DELISTED
CHUBB CORPORATION
CB
$229K 0.06%
+1,863
New +$228K
URI icon
233
United Rentals
URI
$71.1B
$228K 0.06%
3,800
+300
+9% +$20.8K
BUD icon
234
AB InBev
BUD
$158B
$226K 0.06%
+2,130
New +$247K
SE
235
DELISTED
Spectra Energy Corp Wi
SE
$226K 0.06%
8,608
+255
+3% +$7.42K
FDX icon
236
FedEx
FDX
$74.5B
$225K 0.06%
+1,563
New +$249K
XLK icon
237
State Street Technology Select Sector SPDR ETF
XLK
$115B
$223K 0.06%
11,314
-155,198
-93% -$3.2M
CAJ
238
DELISTED
Canon, Inc.
CAJ
$223K 0.06%
7,712
-8,083
-51% -$252K
IWM icon
239
iShares Russell 2000 ETF
IWM
$80.9B
$222K 0.06%
2,036
-1,209
-37% -$143K
IBMF
240
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$220K 0.06%
8,000
– –
FDS icon
241
Factset
FDS
$9.05B
$219K 0.06%
1,373
+74
+6% +$12.1K
FRT icon
242
Federal Realty Investment Trust
FRT
$10.9B
$219K 0.06%
1,604
-196
-11% -$26.2K
VOD icon
243
Vodafone
VOD
$34.9B
$218K 0.06%
7,515
+816
+12% +$29K
EVV
244
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$216K 0.05%
17,009
– –
FCX icon
245
Freeport-McMoran
FCX
$90B
$215K 0.05%
22,940
+8,619
+60% +$103K
WMT icon
246
Walmart Inc
WMT
$871B
$215K 0.05%
10,830
-1,206
-10% -$27.7K
VIG icon
247
Vanguard Dividend Appreciation ETF
VIG
$111B
$212K 0.05%
2,880
– –
IBME
248
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$212K 0.05%
+8,000
New +$213K
BAC.PRL icon
249
Bank of America Series L
BAC.PRL
$3.95B
$210K 0.05%
195
– –
CAT icon
250
Caterpillar
CAT
$409B
$209K 0.05%
3,902
-1,278
-25% -$97.8K
8 9
10
11 12

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.