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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.23%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
+$47.8M
Cap. Flow
+$45.6M
Cap. Flow %
10.16%
Top 10 Hldgs %
47.67%
Holding
363
New
72
Increased
145
Reduced
82
Closed
42

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$41M
2
GG
Goldcorp Inc
GG
+$21.2M
3
IYE icon
iShares US Energy ETF
IYE
+$19.8M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$12M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.57M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$21.2M
2
IYW icon
iShares US Technology ETF
IYW
+$21.1M
3
IYF icon
iShares US Financials ETF
IYF
+$21M
4
IDU icon
iShares US Utilities ETF
IDU
+$20.9M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$3.04M

Sector Composition

Rank Sector Weight
1 Materials 7.42%
2 Energy 3.87%
3 Technology 3.14%
4 Consumer Staples 2.79%
5 Communication Services 2.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIVL icon
226
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$280K 0.06%
3,684
+1,005
+38% +$76.5K
DFP
227
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$276K 0.06%
11,807
-14,061
-54% -$329K
UNH icon
228
UnitedHealth
UNH
$382B
$275K 0.06%
+2,325
New +$258K
CAT icon
229
Caterpillar
CAT
$409B
$274K 0.06%
4,128
-2,969
-42% -$247K
WMB icon
230
Williams Companies
WMB
$90.5B
$274K 0.06%
+5,416
New +$251K
IEI icon
231
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$267K 0.06%
+2,150
New +$266K
EMLP icon
232
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$266K 0.06%
+9,893
New +$271K
FRT icon
233
Federal Realty Investment Trust
FRT
$10.9B
$265K 0.06%
1,800
-200
-10% -$28.7K
PAGP icon
234
Plains GP Holdings
PAGP
$5.23B
$265K 0.06%
3,507
+139
+4% +$10.1K
TUR icon
235
iShares MSCI Turkey ETF
TUR
$206M
$265K 0.06%
+5,701
New +$292K
VOD icon
236
Vodafone
VOD
$34.9B
$262K 0.06%
8,028
-3,006
-27% -$103K
PXD
237
DELISTED
Pioneer Natural Resource Co.
PXD
$262K 0.06%
+1,600
New +$246K
IBMD
238
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$262K 0.06%
5,000
– –
RGEN icon
239
Repligen
RGEN
$7.44B
$261K 0.06%
+8,600
New +$223K
IWD icon
240
iShares Russell 1000 Value ETF
IWD
$82B
$260K 0.06%
+2,521
New +$261K
IYJ icon
241
iShares US Industrials ETF
IYJ
$1.98B
$260K 0.06%
4,826
– –
IYH icon
242
iShares US Healthcare ETF
IYH
$3.11B
$252K 0.06%
8,165
+170
+2% +$5.13K
FXN icon
243
First Trust Energy AlphaDEX Fund
FXN
$398M
$251K 0.06%
+11,917
New +$249K
VIG icon
244
Vanguard Dividend Appreciation ETF
VIG
$111B
$250K 0.06%
3,105
-68
-2% -$5.52K
SHW icon
245
Sherwin-Williams
SHW
$78.3B
$249K 0.06%
+2,625
New +$245K
IWF icon
246
iShares Russell 1000 Growth ETF
IWF
$122B
$246K 0.05%
+9,948
New +$243K
UTX.PRA
247
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$246K 0.05%
4,000
– –
EVV
248
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$245K 0.05%
+17,009
New +$241K
AMJ
249
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$245K 0.05%
5,717
+600
+12% +$26.5K
PCI
250
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$245K 0.05%
12,000
– –
8 9
10
11 12

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Prospera Financial Services held 363 positions worth $449M, up 12% from $401M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Prospera Financial Services deployed $45.6M of net new capital in Q1 2015, opening 72 new positions and adding to 145 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 371,393 shares worth $41M.

By sector, the portfolio is most concentrated in Materials at 7.4% of assets, up from 1.9% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $21.2M trimmed.

  • Prospera Financial Services's largest Q1 2015 buy was iShares 0-1 Year Treasury Bond ETF: 371,393 shares worth $41M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q1 2015, an estimated $12M increase.
  • Prospera Financial Services's biggest Q1 2015 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $21.2M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q1 2015, selling an estimated $21M.
  • Prospera Financial Services's ten largest holdings make up 48% of its $449M portfolio in Q1 2015.
  • Prospera Financial Services opened 72 new positions and closed 42 in Q1 2015.
  • Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2015, filed 22 Apr 2015.