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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$264M
AUM Growth
+$47.6M
Cap. Flow
+$39M
Cap. Flow %
14.79%
Top 10 Hldgs %
33.72%
Holding
274
New
43
Increased
118
Reduced
61
Closed
31

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.63M
2
IYH icon
iShares US Healthcare ETF
IYH
+$9.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.96M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$2.26M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.12M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.86M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.6M
3
DHC
Diversified Healthcare Trust
DHC
+$2.4M
4
SO icon
Southern Company
SO
+$1.84M
5
AEP icon
American Electric Power
AEP
+$1.76M

Sector Composition

Rank Sector Weight
1 Energy 6.59%
2 Technology 3.11%
3 Consumer Staples 2.76%
4 Communication Services 2.5%
5 Materials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KFN
226
DELISTED
KKR FINANCIAL HOLDINGS LLC COM
KFN
$105K 0.04%
10,200
– –
NUV icon
227
Nuveen Municipal Value Fund
NUV
$1.91B
$102K 0.04%
11,115
+59
+0.5% +$538
ADAM
228
Adamas Trust
ADAM
$777M
$94K 0.04%
3,727
– –
EOD
229
Allspring Global Dividend Opportunity Fund
EOD
$276M
$93K 0.04%
12,658
+355
+3% +$2.65K
WILC icon
230
G. Willi-Food International
WILC
$418M
$87K 0.03%
12,000
– –
ASTC icon
231
Astrotech Corp
ASTC
$14.5M
$75K 0.03%
713
-33
-4% -$3.6K
RSH
232
DELISTED
RADIOSHACK CORP
RSH
$66K 0.03%
19,600
-1,617
-8% -$5.18K
SD
233
DELISTED
SANDRIDGE ENERGY, INC.
SD
$62K 0.02%
+10,000
New +$53.6K
XIN
234
DELISTED
Xinyuan Real Estate
XIN
$61K 0.02%
1,000
– –
SIRI icon
235
SiriusXM
SIRI
$10B
$55K 0.02%
1,376
+142
+12% +$5.29K
FTR
236
DELISTED
Frontier Communications Corp.
FTR
$47K 0.02%
743
+6
+0.8% +$390
GNK
237
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
$40K 0.02%
10,400
-200
-2% -$540
HYF
238
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$35K 0.01%
17,500
– –
AEP icon
239
American Electric Power
AEP
$73.7B
– –
-39,617
Closed -$1.76M
BAX icon
240
Baxter International
BAX
$11.6B
– –
-5,691
Closed -$217K
BWX icon
241
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-8,332
Closed -$235K
CBRL icon
242
Cracker Barrel
CBRL
$1.2B
– –
-2,616
Closed -$253K
CMG icon
243
Chipotle Mexican Grill
CMG
$40.8B
– –
-87,450
Closed -$636K
DHC
244
Diversified Healthcare Trust
DHC
$2.26B
– –
-93,927
Closed -$2.4M
DIA icon
245
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
– –
-4,827
Closed -$721K
DX
246
Dynex Capital
DX
$2.99B
– –
-3,553
Closed -$109K
DXJ icon
247
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
– –
-6,326
Closed -$293K
ED icon
248
Consolidated Edison
ED
$41.6B
– –
-10,669
Closed -$614K
EWU icon
249
iShares MSCI United Kingdom ETF
EWU
$4.04B
– –
-7,456
Closed -$266K
GOOG icon
250
Alphabet (Google) Class C
GOOG
$3.9T
– –
-11,884
Closed -$263K
7 8 9
10
11

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Prospera Financial Services held 274 positions worth $264M, up 22% from $216M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Prospera Financial Services deployed $39M of net new capital in Q3 2013, opening 43 new positions and adding to 118 existing holdings. Its largest new stake was iShares US Utilities ETF: 201,382 shares worth $9.5M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 7.5% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $7.86M trimmed.

  • Prospera Financial Services's largest Q3 2013 buy was iShares US Utilities ETF: 201,382 shares worth $9.5M.
  • Prospera Financial Services added most to iShares Core S&P Mid-Cap ETF in Q3 2013, an estimated $3.96M increase.
  • Prospera Financial Services's biggest Q3 2013 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $7.86M.
  • Prospera Financial Services fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.6M.
  • Prospera Financial Services's ten largest holdings make up 34% of its $264M portfolio in Q3 2013.
  • Prospera Financial Services opened 43 new positions and closed 31 in Q3 2013.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $264M.

Based on Prospera Financial Services's 13F filing for Q3 2013, filed 4 Nov 2013.