SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

40 hedge funds and large institutions have $71.1M invested in LMP Capital and Income Fund in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 8 closing their positions.

Holders
40
Holders Change
-7
Holders Change %
-14.89%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
13
Reduced
20
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$11.5M
2
GC
2
Guggenheim Capital
Illinois
$2.6M
3
MFS
3
MSI Financial Services
Massachusetts
$322K
4
RJA
4
Raymond James & Associates
Florida
$8.93M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.87M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
LCM
2
Landscape Capital Management
New Jersey
$289K
3
MIG
3
Mariner Investment Group
New York
$141K
4
AAM
4
Advisors Asset Management
Colorado
$1.94M
5
MC
5
Matisse Capital
Oregon
$1.58M
Name Market Value Shares Shares
Change 		Shares
Change %
SCM
26
Saba Capital Management
New York
$158K 11,589 -7,123 -38%
KA
27
Klingman & Associates
New York
$158K 11,600 – –
RJT
28
Raymond James Trust
Florida
$155K 11,414 -268 -2%
AG
29
Advisor Group
Arizona
$147K 10,739 +1,806 +20%
LPL Financial
30
LPL Financial
California
$146K 10,980 -1,401 -11%
CIA
31
Capital Investment Advisors
Georgia
$142K 10,400 +10,400 New
MIG
32
Mariner Investment Group
New York
$141K 10,334 -81,054 -89%
Citigroup
33
Citigroup
New York
$114K 8,397 +129 +2%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$110K 8,104 -16,000 -66%
BBPWM
35
Blue Bell Private Wealth Management
Pennsylvania
$66K 4,827 -2,279 -32%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$24K 1,756 – –
WP
37
WealthPLAN Partners
Nebraska
$9.95K 750 -750 -50%
MFW
38
Mosaic Family Wealth
Missouri
$6K 419 +7 +2%
Creative Planning
39
Creative Planning
Kansas
$5K 400 +400 New
PCM
40
Penserra Capital Management
California
$3K 251 +60 +31%
WAM
41
Wolverine Asset Management
Illinois
– – -173,493 Closed
SFS
42
Shaker Financial Services
Virginia
– – -46,642 Closed
UCFA
43
United Capital Financial Advisors
Texas
– – -24,533 Closed
DA
44
Doliver Advisors
Texas
– – -10,068 Closed
AIM
45
Acrospire Investment Management
Illinois
– – -2,300 Closed
TIM
46
Tortoise Investment Management
New York
– – -500 Closed
MA
47
MCF Advisors
Kentucky
– – -400 Closed
TRCT
48
Tower Research Capital (TRC)
New York
– – -115 Closed
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