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Saratoga Investment
SAR

63 hedge funds and large institutions have $74.9M invested in Saratoga Investment in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 9

105% more capital invested

Capital invested by funds: $36.5M → $74.9M (+$38.4M)

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

19% more funds holding

Funds holding: 53 → 63 (+10)

11.07% more ownership

Funds ownership: 11.37% → 22.44% (+11%)

Holders
63
Holders Change
+10
Holders Change %
+18.87%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
19
Reduced
12
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
+$2.93M
2
Two Sigma Investments
Two Sigma Investments
New York
+$1.47M
3
Citadel Advisors
Citadel Advisors
Florida
+$935K
4
Marshall Wace
Marshall Wace
United Kingdom
+$888K
5
Millennium Management
Millennium Management
New York
+$826K

Top Sellers

Rank Fund Capital Flow
1
PI
Putnam Investments
Massachusetts
-$1.83M
2
AM
Ares Management
California
-$514K
3
RJA
Raymond James & Associates
Florida
-$285K
4
HWAM
Hennion & Walsh Asset Management
New Jersey
-$219K
5
CA
Cetera Advisors
Colorado
-$215K
Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
51
Chilton Capital Management
Texas
$25K +$24.4K +840 New
SPIA
52
Steward Partners Investment Advisory
New York
$22K – – –
MSFP
53
Mark Sheptoff Financial Planning
Connecticut
$21K – – –
National Bank of Canada
54
National Bank of Canada
Quebec, Canada
$15K +$14.5K +500 New
PP
55
PFS Partners
New Jersey
$14.8K +$14.6K +503 New
Credit Agricole
56
Credit Agricole
France
$10K +$10.2K +350 New
CHA
57
Carmichael Hill & Associates
Maryland
$9K +$2.91K +100 +47%
VRM
58
Vectors Research Management
New York
$9K +$8.72K +300 New
LWANC
59
Laurel Wealth Advisors (North Carolina)
North Carolina
$7K – – –
ACM
60
Aquatic Capital Management
Illinois
$6K +$5.82K +200 New
FMP
61
Financial Management Professionals
Texas
$5K – – –
CA
62
Cetera Advisors
Colorado
– -$215K -7,488 Closed
EGA
63
Eagle Global Advisors
Texas
– -$203K -7,080 Closed
Bank of America
64
Bank of America
North Carolina
– -$50K -1,725 Closed
FIA
65
FNY Investment Advisers
New York
– -$40K -1,399 Closed
HI
66
Harbour Investments
Wisconsin
– -$29K -1,000 Closed
TRCT
67
Tower Research Capital (TRC)
New York
– -$15K -533 Closed
SSB
68
Sandy Spring Bank
Maryland
– -$10K -360 Closed
LF
69
Lee Financial
Texas
– +$436 +15 New
1 2
3

SAR Hedge Fund Activity: Q4 2021 in Review

63 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q4 2021, worth a combined $74.9M — up 105% from $36.5M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SAR positions and 9 closed out — a net gain of 10 holders — while 19 added to existing stakes and 12 trimmed.

The largest buyer was Thomas J. Herzfeld Advisors, opening a new position worth an estimated $2.93M. The largest seller was Putnam Investments, cutting an estimated $1.83M.

  • 63 institutional investors held Saratoga Investment (SAR) as of Q4 2021, up from 53 in Q3 2021.
  • Funds reported $74.9M of Saratoga Investment stock for Q4 2021, up 105% quarter-over-quarter.
  • 19 funds opened new Saratoga Investment positions in Q4 2021 and 9 closed out, a net change of +10 holders.
  • The largest Saratoga Investment buyer in Q4 2021 was Thomas J. Herzfeld Advisors, an estimated $2.93M added.
  • The largest Saratoga Investment seller in Q4 2021 was Putnam Investments, an estimated $1.83M sold.

Based on aggregated 13F filings for Q4 2021.