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FNY Investment Advisers’s Saratoga Investment SAR Stock Holding History

FNY Investment Advisers’s Portfolio SAR Stock Details SAR Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-1,399
Closed -$40K – 782
2021
Q3 		$40K Buy
+1,399
New +$38.6K 0.02% 395
2021
Q2 		– Sell
-2,771
Closed -$70K – 944
2021
Q1 		$70K Buy
2,771
+1,834
+196% +$42.5K 0.03% 385
2020
Q4 		$19K Buy
+937
New +$18.8K 0.01% 536
2019
Q1 		– Sell
-90
Closed -$1K – 919
2018
Q4 		$1K Buy
+90
New +$1.95K ﹤0.01% 632

Other funds holding SAR

BDCM
Black Diamond Capital Management Stamford, Connecticut $172M AUM 2.61% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

FNY Investment Advisers's SAR Position: Q4 2021 in Review

FNY Investment Advisers sold out of Saratoga Investment (SAR) in Q4 2021, closing a stake of 1,399 shares — an estimated $40K sold.

FNY Investment Advisers first reported a position in SAR in Q4 2018 and held it in 4 quarters. The position peaked at $70K in Q1 2021. 63 funds tracked by Wall St. Rank hold SAR as of Q4 2021.

  • FNY Investment Advisers reported no remaining Saratoga Investment position as of Q4 2021 after selling out during the quarter.
  • FNY Investment Advisers sold 1,399 Saratoga Investment shares in Q4 2021, an estimated $40K.
  • FNY Investment Advisers first reported a position in Saratoga Investment in Q4 2018 and held it in 4 quarters.
  • FNY Investment Advisers's Saratoga Investment position peaked at $70K in Q1 2021.
  • 63 funds tracked by Wall St. Rank held Saratoga Investment as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.