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Saratoga Investment
SAR

Overview Fund Activity

52 hedge funds and large institutions have $56.9M invested in Saratoga Investment in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 6 closing their positions.

Holders
52
Holders Change
+4
Holders Change %
+8.33%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
16
Reduced
12
Closed
6
Calls
$359K
Puts
$226K
Net Calls
+$133K
Net Calls Change
-$136K

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$1.54M
2
Citadel Advisors
2
Citadel Advisors
Florida
$259K
3
Mariner
3
Mariner
Kansas
$243K
4
CC
4
Claybrook Capital
Massachusetts
$812K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$218K

Top Sellers

1
BDCM
1
Black Diamond Capital Management
Connecticut
$24.2M
2
CRC
2
Curi RMB Capital
Illinois
$0
3
AAM
3
Advisors Asset Management
Colorado
$3.41M
4
Northern Trust
4
Northern Trust
Illinois
$0
5
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$209K
Name Holding Trade Value Shares
Change 		Shares
Change %
BA
26
Bard Associates
Illinois
$424K +$3.27K +125 +0.8%
JPMPWA
27
J.P. Morgan Private Wealth Advisors
California
$349K – – –
DTC
28
Davidson Trust Company
Washington
$280K – – –
Citadel Advisors
29
Citadel Advisors
Florida
$259K +$259K +10,152 New
VEA
30
Virtus ETF Advisers
New York
$249K -$164K -6,435 -40%
Mariner
31
Mariner
Kansas
$243K +$243K +9,546 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$218K +$218K +8,564 New
LFG
33
Larson Financial Group
Missouri
$216K – – –
Rockefeller Capital Management
34
Rockefeller Capital Management
New York
$209K -$257K -10,106 -55%
PI
35
Putnam Investments
Massachusetts
$204K +$204K +8,005 New
IA
36
IFP Advisors
Florida
$157K +$1.53K +66 +1%
RFA
37
Register Financial Advisors
Georgia
$145K +$145K +5,686 New
IGWM
38
ICA Group Wealth Management
Colorado
$126K +$126K +4,950 New
SPIA
39
Steward Partners Investment Advisory
New York
$122K +$104K +4,069 +554%
UBS Group
40
UBS Group
Switzerland
$38.9K -$68K -2,667 -64%
TWM
41
Tradition Wealth Management
Minnesota
$38K – – –
BAM
42
Belpointe Asset Management
Nevada
$25.5K +$25.5K +1,000 New
CFB
43
Cullen/Frost Bankers
Texas
$22.9K – – –
ASN
44
Advisory Services Network
Georgia
$19.5K +$19.5K +766 New
PP
45
PFS Partners
New Jersey
$12.8K – – –
CPG
46
Cornerstone Planning Group
New Jersey
$7.76K +$7.76K +287 New
LWANC
47
Laurel Wealth Advisors (North Carolina)
North Carolina
$6.14K – – –
FMP
48
Financial Management Professionals
Texas
$5K – – –
PAG
49
Private Advisor Group
New Jersey
$1.38K +$212 +8,300 +18%
S
50
SignatureFD
Georgia
$15 – – –
1
2
3