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Saratoga Investment
SAR

52 hedge funds and large institutions have $56.9M invested in Saratoga Investment in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

59% more call options, than puts

Call options by funds: $359K | Put options by funds: $226K

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

17% more capital invested

Capital invested by funds: $48.6M → $56.9M (+$8.28M)

8% more funds holding

Funds holding: 48 → 52 (+4)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.29% less ownership

Funds ownership: 19.48% → 19.19% (-0.29%)

Holders
52
Holders Change
+4
Holders Change %
+8.33%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
16
Reduced
12
Closed
6
Calls
$359K
Puts
$226K
Net Calls
+$133K
Net Calls Change
-$136K

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$298K
2
Citadel Advisors
Citadel Advisors
Florida
+$242K
3
Mariner
Mariner
Kansas
+$228K
4
CC
Claybrook Capital
Massachusetts
+$220K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$205K

Top Sellers

Rank Fund Capital Flow
1
BDCM
Black Diamond Capital Management
Connecticut
-$2.34M
2
CRC
Curi RMB Capital
Illinois
-$538K
3
AAM
Advisors Asset Management
Colorado
-$411K
4
Northern Trust
Northern Trust
Illinois
-$320K
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$241K
Name Holding Trade Value Shares
Change 		Change in
Stake
BA
26
Bard Associates
Illinois
$424K +$2.98K +125 +0.8%
JMPWA
27
JP Morgan Private Wealth Advisors
California
$349K – – –
DTC
28
Davidson Trust Company
Washington
$280K – – –
Citadel Advisors
29
Citadel Advisors
Florida
$259K +$242K +10,152 New
VEA
30
Virtus ETF Advisers
New York
$249K -$154K -6,435 -40%
Mariner
31
Mariner
Kansas
$243K +$228K +9,546 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$218K +$205K +8,564 New
LFG
33
Larson Financial Group
Missouri
$216K – – –
Rockefeller Capital Management
34
Rockefeller Capital Management
New York
$209K -$241K -10,106 -55%
PI
35
Putnam Investments
Massachusetts
$204K +$191K +8,005 New
IA
36
IFP Advisors
Florida
$157K +$1.58K +66 +1%
RFA
37
Register Financial Advisors
Georgia
$145K +$136K +5,686 New
IGWM
38
ICA Group Wealth Management
Colorado
$126K +$118K +4,950 New
SPIA
39
Steward Partners Investment Advisory
New York
$122K +$97.2K +4,069 +554%
UBS Group
40
UBS Group
Switzerland
$38.9K -$63.7K -2,667 -64%
TWM
41
Tradition Wealth Management
Minnesota
$38K – – –
BAM
42
Belpointe Asset Management
Nevada
$25.5K +$23.9K +1,000 New
CFB
43
Cullen/Frost Bankers
Texas
$22.9K – – –
ASN
44
Advisory Services Network
Georgia
$19.5K +$18.3K +766 New
PP
45
PFS Partners
New Jersey
$12.8K – – –
CPG
46
Cornerstone Planning Group
New Jersey
$7.76K +$6.85K +287 New
LWANC
47
Laurel Wealth Advisors (North Carolina)
North Carolina
$6.14K – – –
FMP
48
Financial Management Professionals
Texas
$5K – – –
PAG
49
Private Advisor Group
New Jersey
$1.38K +$198K +8,300 +18%
S
50
SignatureFD
Georgia
$15 – – –
1
2
3

SAR Hedge Fund Activity: Q4 2022 in Review

52 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q4 2022, worth a combined $56.9M — up 17% from $48.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SAR positions and 6 closed out — a net gain of 5 holders — while 16 added to existing stakes and 12 trimmed.

The largest buyer was Ameriprise, adding an estimated $298K. The largest seller was Black Diamond Capital Management, cutting an estimated $2.34M.

  • 52 institutional investors held Saratoga Investment (SAR) as of Q4 2022, up from 48 in Q3 2022.
  • Funds reported $56.9M of Saratoga Investment stock for Q4 2022, up 17% quarter-over-quarter.
  • 11 funds opened new Saratoga Investment positions in Q4 2022 and 6 closed out, a net change of +5 holders.
  • The largest Saratoga Investment buyer in Q4 2022 was Ameriprise, an estimated $298K added.
  • The largest Saratoga Investment seller in Q4 2022 was Black Diamond Capital Management, an estimated $2.34M sold.

Based on aggregated 13F filings for Q4 2022.