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Saratoga Investment
SAR

Overview Fund Activity

53 hedge funds and large institutions have $36.5M invested in Saratoga Investment in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
53
Holders Change
+6
Holders Change %
+12.77%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
19
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$773K
2
AR
2
Advisory Research
Illinois
$585K
3
Morgan Stanley
3
Morgan Stanley
New York
$903K
4
AAM
4
Advisors Asset Management
Colorado
$3.8M
5
DTC
5
Davidson Trust Company
Washington
$374K

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$111K
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$0
3
EGA
3
Eagle Global Advisors
Texas
$203K
4
PI
4
Putnam Investments
Massachusetts
$2.49M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$1.93M
Name Holding Trade Value Shares
Change 		Shares
Change %
BRWA
26
B. Riley Wealth Advisors
Florida
$348K -$36K -1,250 -9%
BA
27
Bard Associates
Illinois
$319K +$71.4K +2,485 +29%
AIP
28
Ahrens Investment Partners
Louisiana
$314K +$314K +10,910 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$281K +$281K +9,780 New
JPMPWA
30
J.P. Morgan Private Wealth Advisors
California
$244K – – –
CPIG
31
Chicago Partners Investment Group
Illinois
$234K +$1.04K +36 +0.4%
TC
32
TAP Consulting
Missouri
$230K +$4.05K +141 +2%
CA
33
Cetera Advisors
Colorado
$215K +$215K +7,488 New
EGA
34
Eagle Global Advisors
Texas
$203K -$350K -12,200 -63%
UBS Group
35
UBS Group
Switzerland
$111K -$391K -13,644 -78%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$64K +$14.5K +509 +29%
Bank of America
37
Bank of America
North Carolina
$50K +$44.2K +1,525 +763%
TWM
38
Tradition Wealth Management
Minnesota
$40K +$696 +24 +2%
FIA
39
FNY Investment Advisers
New York
$40K +$40K +1,399 New
CFB
40
Cullen/Frost Bankers
Texas
$39K – – –
HI
41
Harbour Investments
Wisconsin
$29K – – –
APA
42
American Portfolios Advisors
New York
$25.3K – – –
SPIA
43
Steward Partners Investment Advisory
New York
$21K – – –
MSFP
44
Mark Sheptoff Financial Planning
Connecticut
$20K -$11.4K -400 -36%
TRCT
45
Tower Research Capital (TRC)
New York
$15K +$15K +533 New
SSB
46
Sandy Spring Bank
Maryland
$10K – – –
GWM
47
Geneos Wealth Management
Colorado
$10K – – –
LWANC
48
Laurel Wealth Advisors (North Carolina)
North Carolina
$7K – – –
CHA
49
Carmichael Hill & Associates
Maryland
$6K +$6K +215 New
FMP
50
Financial Management Professionals
Texas
$5K +$5K +181 New
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