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Saratoga Investment
SAR

Overview Fund Activity

47 hedge funds and large institutions have $32.1M invested in Saratoga Investment in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
+3
Holders Change %
+6.82%
% of All Funds
0.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
13
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Mackenzie Financial
1
Mackenzie Financial
Ontario, Canada
$517K
2
WAM
2
WNY Asset Management
New York
$236K
3
JPMPWA
3
J.P. Morgan Private Wealth Advisors
California
$215K
4
LPL Financial
4
LPL Financial
California
$1.74M
5
CPIG
5
Chicago Partners Investment Group
Illinois
$203K

Top Sellers

1
CCM
1
Callodine Capital Management
Massachusetts
$2.7M
2
AM
2
Ares Management
California
$1.15M
3
Marshall Wace
3
Marshall Wace
United Kingdom
$603K
4
RJA
4
Raymond James & Associates
Florida
$420K
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$573K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
26
UBS Group
Switzerland
$305K -$9.6K -379 -3%
Morgan Stanley
27
Morgan Stanley
New York
$284K -$2.1K -83 -0.7%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$273K -$18.7K -737 -6%
WAM
29
WNY Asset Management
New York
$236K +$236K +9,350 New
IAIM
30
International Assets Investment Management
Florida
$217K +$101K +4,085 +88%
JPMPWA
31
J.P. Morgan Private Wealth Advisors
California
$215K +$215K +8,500 New
CPIG
32
Chicago Partners Investment Group
Illinois
$203K +$203K +8,039 New
FIA
33
FNY Investment Advisers
New York
$70K +$46.3K +1,834 +196%
Lazard Asset Management
34
Lazard Asset Management
New York
$38K +$38K +1,515 New
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$34K +$2.88K +117 +9%
CFB
36
Cullen/Frost Bankers
Texas
$34K +$34K +1,357 New
TWM
37
Tradition Wealth Management
Minnesota
$33K +$554 +22 +2%
JPMorgan Chase & Co
38
JPMorgan Chase & Co
New York
$25K – – –
HI
39
Harbour Investments
Wisconsin
$25K +$25K +1,000 New
APA
40
American Portfolios Advisors
New York
$22.3K – – –
SPIA
41
Steward Partners Investment Advisory
New York
$18K +$18K +710 New
GWM
42
Geneos Wealth Management
Colorado
$9K – – –
SSB
43
Sandy Spring Bank
Maryland
$9K – – –
LWANC
44
Laurel Wealth Advisors (North Carolina)
North Carolina
$6K – – –
Bank of America
45
Bank of America
North Carolina
$5K +$5K +200 New
TRCT
46
Tower Research Capital (TRC)
New York
$2K -$36.3K -1,489 -95%
TWP
47
TFO Wealth Partners
Ohio
$1K +$1K +51 New
Millennium Management
48
Millennium Management
New York
– -$463K -22,187 Closed
VF
49
Virtu Financial
New York
– -$335K -16,079 Closed
Northern Trust
50
Northern Trust
Illinois
– -$236K -11,333 Closed
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