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Saratoga Investment

41 hedge funds and large institutions have $40.4M invested in Saratoga Investment in 2020 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 13 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $36.9M → $40.4M (+$3.51M)

0.81% more ownership

Funds ownership: 20.82%21.63% (+0.81%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 13

9% less funds holding

Funds holding: 4541 (-4)

36% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 11

Holders
41
Holders Change
-4
Holders Change %
-8.89%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
13
Reduced
13
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DADC
26
D.A. Davidson & Co
Montana
$268K -$9.51K -558 -3%
EGA
27
Eagle Global Advisors
Texas
$255K
Northern Trust
28
Northern Trust
Illinois
$232K +$4.43K +260 +2%
IFG
29
Independent Financial Group
California
$223K +$227K +13,300 New
PAG
30
Private Advisor Group
New Jersey
$218K +$96.5K +5,660 +77%
VEA
31
Virtus ETF Advisers
New York
$209K -$84.1K -4,934 -28%
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$107K +$6.22K +365 +6%
TRCT
33
Tower Research Capital (TRC)
New York
$28K +$28.8K +1,690 New
APA
34
American Portfolios Advisors
New York
$14.8K
GWM
35
Geneos Wealth Management
Colorado
$6K
SSB
36
Sandy Spring Bank
Maryland
$6K
LWANC
37
Laurel Wealth Advisors (North Carolina)
North Carolina
$4K
CCM
38
Chiron Capital Management
Florida
$4K +$3.83K +225 New
OIA
39
Optimum Investment Advisors
Illinois
$3K
ASN
40
Advisory Services Network
Georgia
$2K +$1.88K +110 New
Millennium Management
41
Millennium Management
New York
$327 +$332K +19,453 New
WG
42
Winton Group
United Kingdom
-$1.17M -74,105 Closed
ECM
43
ExodusPoint Capital Management
New York
-$385K -24,345 Closed
Citadel Advisors
44
Citadel Advisors
Florida
-$382K -24,131 Closed
AA
45
ALPS Advisors
Colorado
-$285K -18,066 Closed
DTL
46
Dynamic Technology Lab
Singapore
-$160K -10,099 Closed
SF
47
Synovus Financial
Georgia
-$49K -3,031 Closed
CAN
48
Cetera Advisor Networks
California
-$32K -2,043 Closed
BWA
49
BDO Wealth Advisors
Florida
-$24K -1,495 Closed
TI
50
tru Independence
Oregon
-$4 -225 Closed

SAR Hedge Fund Activity: Q3 2020 in Review

41 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Saratoga Investment (SAR) for Q3 2020, worth a combined $40.4M — up 9.5% from $36.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SAR and 7 opened new positions — a net loss of 4 holders — while 13 trimmed existing stakes and 13 added.

The largest buyer was Callodine Capital Management, adding an estimated $1.56M. The largest seller was Winton Group, exiting entirely with an estimated $1.17M sold.

  • 41 institutional investors held Saratoga Investment (SAR) as of Q3 2020, down from 45 in Q2 2020.
  • Funds reported $40.4M of Saratoga Investment stock for Q3 2020, up 9.5% quarter-over-quarter.
  • 7 funds opened new Saratoga Investment positions in Q3 2020 and 11 closed out, a net change of -4 holders.
  • The largest Saratoga Investment buyer in Q3 2020 was Callodine Capital Management, an estimated $1.56M added.
  • The largest Saratoga Investment seller in Q3 2020 was Winton Group, an estimated $1.17M sold.

Based on aggregated 13F filings for Q3 2020.