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Saratoga Investment
SAR

Overview Fund Activity

43 hedge funds and large institutions have $23.8M invested in Saratoga Investment in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 13 closing their positions.

Holders
43
Holders Change
-4
Holders Change %
-8.51%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
13
Reduced
10
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$1.44M
2
PI
2
Putnam Investments
Massachusetts
$1.29M
3
RCM
3
Radcliffe Capital Management
Pennsylvania
$748K
4
Mariner
4
Mariner
Kansas
$274K
5
AA
5
ALPS Advisors
Colorado
$231K

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$0
2
D.E. Shaw & Co
2
D.E. Shaw & Co
New York
$436K
3
OAM
3
Oxford Asset Management
United Kingdom
$0
4
UBS Group
4
UBS Group
Switzerland
$328K
5
WA
5
WESPAC Advisors
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$127K 11,002 -3,765 -25%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$71K 6,151 -421 -6%
TRCT
28
Tower Research Capital (TRC)
New York
$58K 5,033 +3,874 +334%
Victory Capital Management
29
Victory Capital Management
Texas
$38K 3,248 +3,248 New
SF
30
Synovus Financial
Georgia
$28K 2,401 +2,401 New
BWA
31
BDO Wealth Advisors
Florida
$17K 1,495 – –
VFA
32
Valeo Financial Advisors
Indiana
$14K 1,000 – –
NSIM
33
North Star Investment Management
Illinois
$13K 1,100 – –
CBT
34
Capital Bank & Trust
California
$12K 1,000 – –
APA
35
American Portfolios Advisors
New York
$10.1K 880 -825 -48%
GWM
36
Geneos Wealth Management
Colorado
$4K 381 – –
SSB
37
Sandy Spring Bank
Maryland
$4K 360 +360 New
ASN
38
Advisory Services Network
Georgia
$3K 236 +5 +2%
LWANC
39
Laurel Wealth Advisors (North Carolina)
North Carolina
$3K 241 +241 New
OIA
40
Optimum Investment Advisors
Illinois
$2K 200 – –
PCG
41
Private Capital Group
Connecticut
$2K 150 – –
TI
42
tru Independence
Oregon
$3 225 – –
Millennium Management
43
Millennium Management
New York
– – -59,997 Closed
OAM
44
Oxford Asset Management
United Kingdom
– – -52,539 Closed
WA
45
WESPAC Advisors
California
– – -40,810 Closed
Two Sigma Investments
46
Two Sigma Investments
New York
– – -28,703 Closed
AIP
47
Ahrens Investment Partners
Louisiana
– – -22,000 Closed
Truist Financial
48
Truist Financial
North Carolina
– – -16,763 Closed
Squarepoint
49
Squarepoint
New York
– – -16,327 Closed
CPIG
50
Chicago Partners Investment Group
Illinois
– – -7,836 Closed
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