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Saratoga Investment
SAR

Overview Fund Activity

47 hedge funds and large institutions have $57.8M invested in Saratoga Investment in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
21
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
D.E. Shaw & Co
1
D.E. Shaw & Co
New York
$3.82M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$2.09M
3
WA
3
WESPAC Advisors
California
$1.02M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$1.66M
5
Marshall Wace
5
Marshall Wace
United Kingdom
$2.52M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$1.5M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$716K
3
MWNA
3
Marshall Wace North America
New York
$58K
4
DTL
4
Dynamic Technology Lab
Singapore
$0
5
CPIG
5
Chicago Partners Investment Group
Illinois
$219K
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$368K 14,767 +14,767 New
DADC
27
D.A. Davidson & Co
Montana
$365K 14,634 +2,919 +25%
AG
28
Advisor Group
Arizona
$331K 13,252 +169 +1%
Northern Trust
29
Northern Trust
Illinois
$315K 12,625 +91 +0.7%
CPIG
30
Chicago Partners Investment Group
Illinois
$219K 7,836 -5,415 -41%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$164K 6,572 +6,568 +164,200%
MWNA
32
Marshall Wace North America
New York
$58K 2,328 -16,019 -87%
APA
33
American Portfolios Advisors
New York
$42.5K 1,705 – –
BWA
34
BDO Wealth Advisors
Florida
$37K 1,495 – –
TRCT
35
Tower Research Capital (TRC)
New York
$29K 1,159 +1,159 New
NSIM
36
North Star Investment Management
Illinois
$27K 1,100 – –
VFA
37
Valeo Financial Advisors
Indiana
$25K 1,000 -4,813 -83%
CBT
38
Capital Bank & Trust
California
$25K 1,000 – –
SIM
39
Sonora Investment Management
Arizona
$12K 500 +500 New
RIA
40
Realta Investment Advisors
Delaware
$10K 400 +400 New
GWM
41
Geneos Wealth Management
Colorado
$9K 381 – –
SIS
42
Sound Income Strategies
Florida
$7K 300 +300 New
ASN
43
Advisory Services Network
Georgia
$6K 231 +11 +5%
OIA
44
Optimum Investment Advisors
Illinois
$5K 200 – –
PCG
45
Private Capital Group
Connecticut
$3K 150 – –
TI
46
tru Independence
Oregon
$3K 225 +225 New
DTL
47
Dynamic Technology Lab
Singapore
– – -10,002 Closed
Victory Capital Management
48
Victory Capital Management
Texas
– – -1,140 Closed
QCIG
49
Quad-Cities Investment Group
Iowa
– – -818 Closed
BlackRock
50
BlackRock
New York
$0 12 – –
1
2
3