PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO

Overview Fund Activity

26 hedge funds and large institutions have $10.4M invested in Flaherty & Crumrine Preferred and Income Opportunity Fund in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
26
Holders Change
+1
Holders Change %
+4%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
10
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$1.95M
2
Morgan Stanley
2
Morgan Stanley
New York
$798K
3
DADC
3
D.A. Davidson & Co
Montana
$134K
4
PRCM
4
Pine River Capital Management
Minnesota
$103K
5
LPL Financial
5
LPL Financial
California
$503K

Top Sellers

1
Fifth Third Bancorp
1
Fifth Third Bancorp
Ohio
$3.39M
2
FNBT
2
FineMark National Bank & Trust
Florida
$0
3
GC
3
Guggenheim Capital
Illinois
$447K
4
CHA
4
Cedar Hill Associates
Illinois
$705K
5
SI
5
SII Investments
Wisconsin
$197K
Name Holding Trade Value Shares
Change 		Shares
Change %
TRCT
26
Tower Research Capital (TRC)
New York
$5K -$4.26K -414 -46%
FNBT
27
FineMark National Bank & Trust
Florida
– -$71K -7,000 Closed
Ameriprise
28
Ameriprise
Minnesota
– -$19K -1,900 Closed
1
2