PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

44 hedge funds and large institutions have $16.3M invested in Flaherty & Crumrine Preferred and Income Fund in 2021 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
14
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$1.43M
2
GC
2
Guggenheim Capital
Illinois
$300K
3
UBS Group
3
UBS Group
Switzerland
$1.55M
4
CF
4
Centaurus Financial
California
$175K
5
LPL Financial
5
LPL Financial
California
$762K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
CAN
2
Cetera Advisor Networks
California
$0
3
CW
3
CreativeOne Wealth
Kansas
$221K
4
Bessemer Group
4
Bessemer Group
New Jersey
$0
5
WLPWM
5
Walled Lake Planning & Wealth Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SW
26
SVB Wealth
Massachusetts
$58K 3,326 -578 -15%
UB
27
UMB Bank
Missouri
$58K 3,300 +3,300 New
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$43K 2,500 – –
Northwestern Mutual Wealth Management
29
Northwestern Mutual Wealth Management
Wisconsin
$42K 2,423 +287 +13%
PFGIA
30
Patriot Financial Group Insurance Agency
Massachusetts
$26K 1,500 -1,500 -50%
AF
31
Advisornet Financial
Minnesota
$23K 1,300 – –
Carson Wealth (CWM LLC)
32
Carson Wealth (CWM LLC)
Nebraska
$23K 1,290 +1,290 New
GWM
33
Geneos Wealth Management
Colorado
$21K 1,216 – –
National Bank of Canada
34
National Bank of Canada
Quebec, Canada
$21K 1,200 +1,200 New
TRCT
35
Tower Research Capital (TRC)
New York
$20K 1,116 +1,108 +13,850%
WWM
36
Wolff Wiese Magana
California
$17K 996 – –
AA
37
Addison Advisors
Vermont
$16K 921 – –
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$15K 851 +851 New
CAM
39
Costello Asset Management
Pennsylvania
$10K 553 +553 New
SPIA
40
Steward Partners Investment Advisory
New York
$10K 571 +571 New
Koshinski Asset Management
41
Koshinski Asset Management
Illinois
$7.22K 412 +6 +1%
NFG
42
Next Financial Group
Texas
$6K 324 -80 -20%
US Bancorp
43
US Bancorp
Minnesota
$5K 300 – –
CA
44
CoreCap Advisors
Michigan
$4K 250 +250 New
WAM
45
Wolverine Asset Management
Illinois
– – -21,714 Closed
CAN
46
Cetera Advisor Networks
California
– – -16,549 Closed
Bessemer Group
47
Bessemer Group
New Jersey
– – -7,000 Closed
WLPWM
48
Walled Lake Planning & Wealth Management
Illinois
– – -6,236 Closed
GRP
49
Global Retirement Partners
California
– – -1,875 Closed
RCA
50
Ranch Capital Advisors
Florida
– – -1,750 Closed
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2
3