PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

26 hedge funds and large institutions have $4.06M invested in Flaherty & Crumrine Preferred and Income Fund in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 2 closing their positions.

Holders
26
Holders Change
+2
Holders Change %
+8.33%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VKH
1
Virtu KCG Holdings
New York
$256K
2
SG Americas Securities
2
SG Americas Securities
New York
$209K
3
Morgan Stanley
3
Morgan Stanley
New York
$337K
4
PRCM
4
Pine River Capital Management
Minnesota
$123K
5
DADC
5
D.A. Davidson & Co
Montana
$263K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$20K
2
Ameriprise
2
Ameriprise
Minnesota
$0
3
LPL Financial
3
LPL Financial
California
$403K
4
Bank of America
4
Bank of America
North Carolina
$302K
5
NCM
5
Noesis Capital Mangement
Florida
$743K
Name Market Value Shares Shares
Change 		Shares
Change %
Ameriprise
26
Ameriprise
Minnesota
– – -5,113 Closed
Nomura Holdings
27
Nomura Holdings
Japan
– – -1,798 Closed
Barclays
28
Barclays
United Kingdom
$0 1 – –
1
2