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OXLC

Oxford Lane Capital
OXLC

73 hedge funds and large institutions have $38.3M invested in Oxford Lane Capital in 2022 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 28 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 17

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.02% less ownership

Funds ownership: 0.97% → 0.95% (-0.02%)

7% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 14

4% less funds holding

Funds holding: 76 → 73 (-3)

6% less capital invested

Capital invested by funds: $40.7M → $38.3M (-$2.47M)

Holders
73
Holders Change
-3
Holders Change %
-3.95%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
28
Reduced
17
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
+$1.12M
2
LPL Financial
LPL Financial
California
+$594K
3
WS
Wedbush Securities
California
+$502K
4
CIA
Capital Investment Advisors
Georgia
+$394K
5
RJA
Raymond James & Associates
Florida
+$379K

Top Sellers

Rank Fund Capital Flow
1
TJHA
Thomas J. Herzfeld Advisors
Florida
-$895K
2
DFG
Delphi Financial Group
Delaware
-$824K
3
Morgan Stanley
Morgan Stanley
New York
-$252K
4
JF
Jump Financial
Illinois
-$196K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$194K
Name Holding Trade Value Shares
Change 		Change in
Stake
JF
51
Jump Financial
Illinois
$68K -$196K -6,520 -71%
Millennium Management
52
Millennium Management
New York
$62K +$72.6K +2,410 New
BWA
53
BDO Wealth Advisors
Florida
$61K +$1.42K +47 +2%
KWM
54
Kingsview Wealth Management
Oregon
$61K +$2.77K +92 +4%
DTL
55
Dynamic Technology Lab
Singapore
$61K +$71.2K +2,364 New
AWM
56
AE Wealth Management
Kansas
$56K +$64.9K +2,156 New
HH
57
Hilltop Holdings
Texas
$54K – – –
WB
58
WesBanco Bank
West Virginia
$52K +$60.6K +2,012 New
OCM
59
One Capital Management
California
$51K – – –
TWM
60
Tradition Wealth Management
Minnesota
$17K +$3.73K +124 +23%
CFGS
61
Concourse Financial Group Securities
Alabama
$16K – – –
APA
62
American Portfolios Advisors
New York
$10.8K – – –
TRCT
63
Tower Research Capital (TRC)
New York
$10K -$211 -7 -2%
CWM
64
Castle Wealth Management
Florida
$10K +$12K +400 New
Northwestern Mutual Wealth Management
65
Northwestern Mutual Wealth Management
Wisconsin
$8K +$9.03K +300 New
Fidelity Investments
66
Fidelity Investments
Massachusetts
$6K +$7.53K +250 New
RMC
67
Resources Management Corp
Connecticut
$5K – – –
WAM
68
Worth Asset Management
Texas
$5K – – –
SMG
69
Spectrum Management Group
Indiana
$4K – – –
HI
70
Hudock Inc
Pennsylvania
$3K -$17.6K -585 -83%
SWM
71
Spire Wealth Management
Virginia
$2K – – –
GIA
72
GHP Investment Advisors
Colorado
$1K – – –
TJHA
73
Thomas J. Herzfeld Advisors
Florida
– -$895K -31,528 Closed
Northern Trust
74
Northern Trust
Illinois
– -$170K -6,000 Closed
Bank of New York Mellon
75
Bank of New York Mellon
New York
– -$163K -5,722 Closed
1 2
3
4

OXLC Hedge Fund Activity: Q3 2022 in Review

73 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2022, worth a combined $38.3M — down 6.1% from $40.7M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of OXLC and 13 opened new positions — a net loss of 1 holder — while 17 trimmed existing stakes and 28 added.

The largest buyer was Penserra Capital Management, adding an estimated $1.12M. The largest seller was Thomas J. Herzfeld Advisors, exiting entirely with an estimated $895K sold.

  • 73 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2022, down from 76 in Q2 2022.
  • Funds reported $38.3M of Oxford Lane Capital stock for Q3 2022, down 6.1% quarter-over-quarter.
  • 13 funds opened new Oxford Lane Capital positions in Q3 2022 and 14 closed out, a net change of -1 holder.
  • The largest Oxford Lane Capital buyer in Q3 2022 was Penserra Capital Management, an estimated $1.12M added.
  • The largest Oxford Lane Capital seller in Q3 2022 was Thomas J. Herzfeld Advisors, an estimated $895K sold.

Based on aggregated 13F filings for Q3 2022.