OXLC

Oxford Lane Capital
OXLC

Overview Fund Activity

73 hedge funds and large institutions have $36.2M invested in Oxford Lane Capital in 2022 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 17 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
73
Holders Change
-2
Holders Change %
-2.67%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
29
Reduced
17
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
$8.99M
2
LPL Financial
LPL Financial
California
$2.11M
3
WS
Wedbush Securities
California
$1.57M
4
CIA
Capital Investment Advisors
Georgia
$338K
5
RJA
Raymond James & Associates
Florida
$583K

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
$0
2
DFG
Delphi Financial Group
Delaware
$1.05M
3
Morgan Stanley
Morgan Stanley
New York
$2.96M
4
Northern Trust
Northern Trust
Illinois
$0
5
JF
Jump Financial
Illinois
$68K
Name Holding Trade Value Shares
Change 		Shares
Change %
Millennium Management
51
Millennium Management
New York
$62K +$62K +12,048 New
BWA
52
BDO Wealth Advisors
Florida
$61K +$1.21K +236 +2%
KWM
53
Kingsview Wealth Management
Oregon
$61K +$2.39K +461 +4%
DTL
54
Dynamic Technology Lab
Singapore
$61K +$61K +11,821 New
AWM
55
AE Wealth Management
Kansas
$56K +$56K +10,781 New
HH
56
Hilltop Holdings
Texas
$54K – – –
WB
57
WesBanco Bank
West Virginia
$52K +$52K +10,060 New
OCM
58
One Capital Management
California
$51K – – –
TWM
59
Tradition Wealth Management
Minnesota
$17K +$3.23K +621 +23%
CFGS
60
Concourse Financial Group Securities
Alabama
$16K – – –
APA
61
American Portfolios Advisors
New York
$10.8K – – –
TRCT
62
Tower Research Capital (TRC)
New York
$10K -$175 -35 -2%
CWM
63
Castle Wealth Management
Florida
$10K +$10K +2,000 New
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$8K +$8K +1,500 New
Fidelity Investments
65
Fidelity Investments
Massachusetts
$6K +$6K +1,252 New
RMC
66
Resources Management Corp
Connecticut
$5K – – –
WAM
67
Worth Asset Management
Texas
$5K – – –
SMG
68
Spectrum Management Group
Indiana
$4K – – –
HI
69
Hudock Inc
Pennsylvania
$3K -$14.2K -2,924 -83%
SWM
70
Spire Wealth Management
Virginia
$2K – – –
GIA
71
GHP Investment Advisors
Colorado
$1K – – –
TJHA
72
Thomas J. Herzfeld Advisors
Florida
– -$895K -157,641 Closed
Northern Trust
73
Northern Trust
Illinois
– -$170K -30,000 Closed
Bank of New York Mellon
74
Bank of New York Mellon
New York
– -$163K -28,611 Closed
Squarepoint
75
Squarepoint
New York
– -$137K -24,154 Closed
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