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OXLC

Oxford Lane Capital
OXLC

92 hedge funds and large institutions have $59.7M invested in Oxford Lane Capital in 2023 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 42 increasing their positions, 17 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 17

23% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 13

11% more capital invested

Capital invested by funds: $53.7M → $59.7M (+$5.96M)

2% more funds holding

Funds holding: 90 → 92 (+2)

0.06% more ownership

Funds ownership: 1.07% → 1.13% (+0.06%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
92
Holders Change
+2
Holders Change %
+2.22%
% of All Funds
1.34%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
16
Increased
42
Reduced
17
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$5.63M
2
JP Morgan Chase
JP Morgan Chase
New York
+$1.17M
3
PCM
Penserra Capital Management
California
+$1.04M
4
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$534K
5
ACA
Aptus Capital Advisors
Alabama
+$425K

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$1.26M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.02M
3
HF
HRT Financial
New York
-$485K
4
DFG
Delphi Financial Group
Delaware
-$410K
5
CSS
Cubist Systematic Strategies
Connecticut
-$316K
Name Holding Trade Value Shares
Change 		Change in
Stake
RIA
26
Realta Investment Advisors
Delaware
$357K +$51.8K +2,103 +17%
AWM
27
AE Wealth Management
Kansas
$353K +$12.2K +495 +4%
Bank of America
28
Bank of America
North Carolina
$341K -$126K -5,104 -27%
SCA
29
Sage Capital Advisors
South Dakota
$324K -$34.9K -1,417 -10%
BA
30
Bard Associates
Illinois
$321K -$13.2K -535 -4%
Bessemer Group
31
Bessemer Group
New Jersey
$306K +$305K +12,385 New
SBIA
32
Sheaff Brock Investment Advisors
Indiana
$305K +$3.79K +154 +1%
BRWA
33
B. Riley Wealth Advisors
Florida
$285K +$36.8K +1,494 +15%
BAG
34
Bridgewealth Advisory Group
California
$265K – – –
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$264K -$1.02M -41,432 -79%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$262K +$3.97K +161 +2%
JF
37
Jump Financial
Illinois
$259K +$195K +7,892 +303%
NA
38
NewEdge Advisors
Louisiana
$255K +$28.9K +1,174 +13%
BAMF
39
BI Asset Management Fondsmaeglerselskab
Denmark
$254K +$12.7K +517 +5%
Lido Advisors
40
Lido Advisors
California
$254K +$253K +10,274 New
UBS Group
41
UBS Group
Switzerland
$239K +$123K +4,982 +106%
ACM
42
Andina Capital Management
Utah
$224K +$224K +9,085 New
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$210K +$37.3K +1,513 +22%
PFS
44
Prospera Financial Services
Texas
$204K +$9.76K +396 +5%
Squarepoint
45
Squarepoint
New York
$159K -$110K -4,483 -41%
JWCA
46
J.W. Cole Advisors
Florida
$158K +$39.5K +1,604 +34%
SL
47
Summitry LLC
California
$148K +$49.3K +2,000 +50%
HWM
48
Hohimer Wealth Management
Washington
$139K +$139K +5,643 New
NW
49
Naviter Wealth
Arkansas
$127K -$99.3K -4,031 -44%
SPC
50
Sigma Planning Corp
Michigan
$126K -$240K -9,749 -66%
1
2
3 4 5

OXLC Hedge Fund Activity: Q4 2023 in Review

92 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2023, worth a combined $59.7M — up 11% from $53.7M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new OXLC positions and 13 closed out — a net gain of 3 holders — while 42 added to existing stakes and 17 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.63M. The largest seller was Osaic Holdings, cutting an estimated $1.26M.

  • 92 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2023, up from 90 in Q3 2023.
  • Funds reported $59.7M of Oxford Lane Capital stock for Q4 2023, up 11% quarter-over-quarter.
  • 16 funds opened new Oxford Lane Capital positions in Q4 2023 and 13 closed out, a net change of +3 holders.
  • The largest Oxford Lane Capital buyer in Q4 2023 was Morgan Stanley, an estimated $5.63M added.
  • The largest Oxford Lane Capital seller in Q4 2023 was Osaic Holdings, an estimated $1.26M sold.

Based on aggregated 13F filings for Q4 2023.