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OXLC

Oxford Lane Capital
OXLC

51 hedge funds and large institutions have $19.9M invested in Oxford Lane Capital in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 14 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 8

27% more capital invested

Capital invested by funds: $15.6M → $19.9M (+$4.25M)

16% more funds holding

Funds holding: 44 → 51 (+7)

0.01% less ownership

Funds ownership: 0.82% → 0.81% (-0.01%)

7% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 15

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
51
Holders Change
+7
Holders Change %
+15.91%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
14
Reduced
15
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
ACM
Anfield Capital Management
California
+$1.21M
2
IFG
Independent Financial Group
California
+$1.09M
3
Morgan Stanley
Morgan Stanley
New York
+$664K
4
Citadel Advisors
Citadel Advisors
Florida
+$453K
5
DFG
Delphi Financial Group
Delaware
+$364K

Top Sellers

Rank Fund Capital Flow
1
BAM
Belpointe Asset Management
Nevada
-$1.62M
2
QGA
Q Global Advisors
Texas
-$969K
3
Osaic Holdings
Osaic Holdings
Arizona
-$752K
4
Squarepoint
Squarepoint
New York
-$402K
5
Invesco
Invesco
Georgia
-$381K
Name Holding Trade Value Shares
Change 		Change in
Stake
KAS
26
Kestra Advisory Services
Texas
$108K +$102K +4,151 New
Rockefeller Capital Management
27
Rockefeller Capital Management
New York
$105K -$76.6K -3,107 -44%
TF
28
Trek Financial
Arizona
$104K – – –
BAM
29
Belpointe Asset Management
Nevada
$100K -$1.62M -65,765 -95%
TC
30
TownSquare Capital
Utah
$100K -$8.78K -356 -9%
CIBC Private Wealth Group
31
CIBC Private Wealth Group
Georgia
$95K +$86.3K +3,500 New
FIA
32
FNY Investment Advisers
New York
$85K +$77.7K +3,151 New
DIM
33
Delta Investment Management
California
$83K +$74 +3 +0.1%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$79K +$72.3K +2,934 New
KM
35
Kalos Management
Georgia
$78K +$8.01K +325 +13%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$74K -$4.83K -196 -7%
EGM
37
Engineers Gate Manager
New York
$67K +$60.6K +2,460 New
Koshinski Asset Management
38
Koshinski Asset Management
Illinois
$54K – – –
OBGC
39
O'Brien Greene & Co
Pennsylvania
$54K – – –
SL
40
Summitry LLC
California
$54K +$49.3K +2,000 New
Wells Fargo
41
Wells Fargo
California
$37K -$4.95K -201 -13%
HFA
42
HC Financial Advisors
California
$14K – – –
DOA
43
D'Orazio & Associates
Virginia
$14K +$12.3K +500 New
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$11K – – –
TWM
45
Tradition Wealth Management
Minnesota
$9K +$8.23K +334 New
RMC
46
Resources Management Corp
Connecticut
$5K – – –
APWA
47
Atlas Private Wealth Advisors
New Jersey
$3K +$2.49K +101 New
WEC
48
Winslow Evans & Crocker
Massachusetts
$2K -$2.22K -90 -50%
VFA
49
Valeo Financial Advisors
Indiana
$2K +$1.48K +60 New
ASN
50
Advisory Services Network
Georgia
$1K -$1.97K -80 -80%
1
2
3

OXLC Hedge Fund Activity: Q4 2020 in Review

51 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2020, worth a combined $19.9M — up 27% from $15.6M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new OXLC positions and 8 closed out — a net gain of 7 holders — while 14 added to existing stakes and 15 trimmed.

The largest buyer was Anfield Capital Management, opening a new position worth an estimated $1.21M. The largest seller was Belpointe Asset Management, cutting an estimated $1.62M.

  • 51 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2020, up from 44 in Q3 2020.
  • Funds reported $19.9M of Oxford Lane Capital stock for Q4 2020, up 27% quarter-over-quarter.
  • 15 funds opened new Oxford Lane Capital positions in Q4 2020 and 8 closed out, a net change of +7 holders.
  • The largest Oxford Lane Capital buyer in Q4 2020 was Anfield Capital Management, an estimated $1.21M added.
  • The largest Oxford Lane Capital seller in Q4 2020 was Belpointe Asset Management, an estimated $1.62M sold.

Based on aggregated 13F filings for Q4 2020.