Oxford Lane Capital
OXLC
29 hedge funds and large institutions have $21.8M invested in Oxford Lane Capital in 2017 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 12 reducing their positions, and 10 closing their positions.
28% more capital invested
Capital invested by funds: $17M → $21.8M (+$4.78M)
0.42% more ownership
Funds ownership: 1.38% → 1.8% (+0.42%)
12% less funds holding
Funds holding: 33 → 29 (-4)
30% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 10
67% less repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
+$5.5M |
| 2 |
Goldman Sachs
New York
|
+$1.27M |
| 3 |
Morgan Stanley
New York
|
+$598K |
| 4 |
BI
Bramshill Investments
Naples,
Florida
|
+$543K |
| 5 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
+$450K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
William Blair & Company
Chicago,
Illinois
|
-$1.89M |
| 2 |
SC
Selz Capital
New York
|
-$361K |
| 3 |
VF
Virtu Financial
New York
|
-$255K |
| 4 |
Creative Planning
Overland Park,
Kansas
|
-$175K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$166K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
TRCT
26
Tower Research Capital (TRC)
New York
| $16K | -$3.87K | -75 | -19% |
|
|
EWM
27
Edge Wealth Management
New York
| $10K | – | – | – |
|
|
CCM
28
Cribstone Capital Management
Augusta,
Maine
| $7K | – | – | – |
|
29
Barclays
London,
United Kingdom
| $1K | – | – | – |
|
|
30
William Blair & Company
Chicago,
Illinois
| – | -$1.89M | -37,001 | Closed |
|
|
VF
31
Virtu Financial
New York
| – | -$255K | -4,995 | Closed |
|
|
32
Creative Planning
Overland Park,
Kansas
| – | -$175K | -3,434 | Closed |
|
|
33
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$166K | -3,253 | Closed |
|
|
BAM
34
Belpointe Asset Management
Reno,
Nevada
| – | -$163K | -3,188 | Closed |
|
35
Citadel Advisors
Miami,
Florida
| – | -$147K | -2,883 | Closed |
|
|
PCM
36
Prelude Capital Management
New York
| – | -$119K | -2,340 | Closed |
|
|
NPC
37
National Planning Corporation
El Segundo,
California
| – | -$113K | -2,220 | Closed |
|
38
AllianceBernstein
Nashville,
Tennessee
| – | -$102K | -2,000 | Closed |
|
|
PCM
39
Penserra Capital Management
Orinda,
California
| – | -$2K | -48 | Closed |
|
OXLC Hedge Fund Activity: Q4 2017 in Review
29 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q4 2017, worth a combined $21.8M — up 28% from $17M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of OXLC and 7 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 4 added.
The largest buyer was Invesco, opening a new position worth an estimated $5.5M. The largest seller was William Blair & Company, exiting entirely with an estimated $1.89M sold.
- 29 institutional investors held Oxford Lane Capital (OXLC) as of Q4 2017, down from 33 in Q3 2017.
- Funds reported $21.8M of Oxford Lane Capital stock for Q4 2017, up 28% quarter-over-quarter.
- 7 funds opened new Oxford Lane Capital positions in Q4 2017 and 10 closed out, a net change of -3 holders.
- The largest Oxford Lane Capital buyer in Q4 2017 was Invesco, an estimated $5.5M added.
- The largest Oxford Lane Capital seller in Q4 2017 was William Blair & Company, an estimated $1.89M sold.
Based on aggregated 13F filings for Q4 2017.