NPC
OXLC

National Planning Corporation’s Oxford Lane Capital OXLC Stock Holding History

National Planning Corporation’s Portfolio OXLC Stock Details OXLC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-2,220
Closed -$113K – 431
2017
Q3 		$113K Hold
2,220
– – 0.01% 660
2017
Q2 		$115K Hold
2,220
– – 0.01% 718
2017
Q1 		$123K Hold
2,220
– – 0.01% 675
2016
Q4 		$123K Hold
2,220
– – 0.01% 660
2016
Q3 		$114K Hold
2,220
– – 0.01% 625
2016
Q2 		$105K Hold
2,220
– – 0.01% 642
2016
Q1 		$102K Sell
2,220
-265
-11% -$11.3K 0.01% 620
2015
Q4 		$106K Buy
2,485
+265
+12% +$14.6K 0.01% 687
2015
Q3 		$131K Hold
2,220
– – 0.01% 587
2015
Q2 		$152K Hold
2,220
– – 0.01% 607
2015
Q1 		$167K Buy
2,220
+800
+56% +$60.4K 0.01% 605
2014
Q4 		$106K Buy
+1,420
New +$111K 0.01% 901

Other funds holding OXLC

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SC
Selz Capital New York $570M AUM 35.56% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
BI
Bramshill Investments Naples, Florida $1.16B AUM 0.86% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

National Planning Corporation's OXLC Position: Q4 2017 in Review

National Planning Corporation sold out of Oxford Lane Capital (OXLC) in Q4 2017, closing a stake of 2,220 shares — an estimated $113K sold.

National Planning Corporation first reported a position in OXLC in Q4 2014 and held it in 12 quarters. The position peaked at $167K in Q1 2015. 29 funds tracked by Wall St. Rank hold OXLC as of Q4 2017.

  • National Planning Corporation reported no remaining Oxford Lane Capital position as of Q4 2017 after selling out during the quarter.
  • National Planning Corporation sold 2,220 Oxford Lane Capital shares in Q4 2017, an estimated $113K.
  • National Planning Corporation first reported a position in Oxford Lane Capital in Q4 2014 and held it in 12 quarters.
  • National Planning Corporation's Oxford Lane Capital position peaked at $167K in Q1 2015.
  • 29 funds tracked by Wall St. Rank held Oxford Lane Capital as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.