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OXLC

Oxford Lane Capital
OXLC

23 hedge funds and large institutions have $27.6M invested in Oxford Lane Capital in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more capital invested

Capital invested by funds: $21.6M → $27.6M (+$6.04M)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

15% less funds holding

Funds holding: 27 → 23 (-4)

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

Holders
23
Holders Change
-4
Holders Change %
-14.81%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
7
Reduced
8
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CAN
Cetera Advisor Networks
California
+$819K
2
Millennium Management
Millennium Management
New York
+$108K
3
UBS Group
UBS Group
Switzerland
+$51.1K
4
Morgan Stanley
Morgan Stanley
New York
+$48.7K
5
IA
IFP Advisors
Florida
+$47.8K

Top Sellers

Rank Fund Capital Flow
1
CL
CSS LLC
Illinois
-$195K
2
Deutsche Bank
Deutsche Bank
Germany
-$168K
3
GA
Geneva Advisors
Illinois
-$150K
4
LPL Financial
LPL Financial
California
-$46.3K
5
GCP
GSA Capital Partners
United Kingdom
-$40.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
TRCT
26
Tower Research Capital (TRC)
New York
– -$7K -153 Closed
MWP
27
MYCIO Wealth Partners
Pennsylvania
– -$5K -125 Closed
PCM
28
Prelude Capital Management
New York
– -$1K -20 Closed
1
2

OXLC Hedge Fund Activity: Q3 2016 in Review

23 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Oxford Lane Capital (OXLC) for Q3 2016, worth a combined $27.6M — up 28% from $21.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of OXLC and 1 opened new positions — a net loss of 4 holders — while 8 trimmed existing stakes and 7 added.

The largest buyer was Cetera Advisor Networks, adding an estimated $819K. The largest seller was CSS LLC, exiting entirely with an estimated $195K sold.

  • 23 institutional investors held Oxford Lane Capital (OXLC) as of Q3 2016, down from 27 in Q2 2016.
  • Funds reported $27.6M of Oxford Lane Capital stock for Q3 2016, up 28% quarter-over-quarter.
  • 1 fund opened new Oxford Lane Capital positions in Q3 2016 and 5 closed out, a net change of -4 holders.
  • The largest Oxford Lane Capital buyer in Q3 2016 was Cetera Advisor Networks, an estimated $819K added.
  • The largest Oxford Lane Capital seller in Q3 2016 was CSS LLC, an estimated $195K sold.

Based on aggregated 13F filings for Q3 2016.