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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
DC
51
Davenport & Co
Virginia
$351K
KWM
52
Kingsview Wealth Management
Oregon
$351K +$352K +6,742 New
CA
53
Cetera Advisors
Colorado
$304K +$305K +5,844 New
BRWA
54
B. Riley Wealth Advisors
Florida
$287K +$287K +5,501 New
LI
55
LVZ Inc
Michigan
$278K +$279K +5,340 New
IH
56
IFC Holdings
Florida
$259K -$3.11M -59,613 -92%
Citadel Advisors
57
Citadel Advisors
Florida
$210K +$210K +4,028 New
DADC
58
D.A. Davidson & Co
Montana
$197K -$290K -5,563 -59%
TFA
59
Transamerica Financial Advisors
Florida
$120K +$120K +2,296 New
JP Morgan Chase
60
JP Morgan Chase
New York
$119K -$261 -5 -0.2%
AWM
61
Avior Wealth Management
Nebraska
$101K +$26.6K +510 +36%
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$90K +$90.3K +1,730 New
PMFA
63
Plante Moran Financial Advisors
Michigan
$86K +$86K +1,647 New
BWM
64
Baystate Wealth Management
Massachusetts
$29K
MIFH
65
Migdal Insurance & Financial Holdings
Israel
$25K +$25.1K +480 New
AA
66
AlphaMark Advisors
Kentucky
$21K
IWM
67
IHT Wealth Management
Illinois
$21K +$20.5K +393 New
PFGIA
68
Patriot Financial Group Insurance Agency
Massachusetts
$19K +$18.8K +361 New
CFD
69
Creative Financial Designs
Indiana
$2K +$1.51K +29 New
Creative Planning
70
Creative Planning
Kansas
$2K +$2.19K +42 New
MIAN
71
Mariner Independent Advisor Network
Kansas
-$10.6M -203,745 Closed
NPC
72
National Planning Corporation
California
-$1.22M -23,415 Closed
MWM
73
Meridian Wealth Management
Kentucky
-$543K -10,400 Closed
BCM
74
Bluefin Capital Management
New York
-$267K -5,122 Closed
Koshinski Asset Management
75
Koshinski Asset Management
Illinois
-$235K -4,499 Closed