Cetera Advisors’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	$12.6M	Buy	260,567 +172,593	+196%	+$8.32M	0.1%	194
2023 Q4	$4.25M	Buy	87,974 +47,108	+115%	+$2.23M	0.06%	315
2023 Q3	$1.93M	Sell	40,866 -2,698	-6%	-$128K	0.03%	478
2023 Q2	$2.08M	Sell	43,564 -34,522	-44%	-$1.65M	0.03%	453
2023 Q1	$3.74M	Buy	78,086 +6,194	+9%	+$297K	0.06%	297
2022 Q4	$3.41M	Sell	71,892 -6,795	-9%	-$321K	0.06%	310
2022 Q3	$3.73M	Buy	78,687 +496	+0.6%	+$23.9K	0.1%	216
2022 Q2	$3.78M	Buy	78,191 +1,991	+3%	+$96.7K	0.09%	239
2022 Q1	$3.73M	Buy	76,200 +15,991	+27%	+$792K	0.07%	272
2021 Q4	$3.01M	Buy	60,209 +6,902	+13%	+$347K	0.06%	315
2021 Q3	$2.7M	Buy	53,307 +14,215	+36%	+$721K	0.05%	336
2021 Q2	$1.99M	Buy	39,092 +6,162	+19%	+$315K	0.05%	369
2021 Q1	$1.68M	Sell	32,930 -21,430	-39%	-$1.1M	0.05%	360
2020 Q4	$2.8M	Buy	54,360 +8,899	+20%	+$459K	0.09%	211
2020 Q3	$2.35M	Buy	45,461 +5,386	+13%	+$279K	0.09%	211
2020 Q2	$2.07M	Sell	40,075 -12,568	-24%	-$649K	0.09%	217
2020 Q1	$2.69M	Buy	52,643 +28,176	+115%	+$1.46M	0.14%	160
2019 Q4	$1.26M	Buy	24,467 +4,485	+22%	+$233K	0.05%	322
2019 Q3	$1.04M	Buy	19,982 +982	+5%	+$51K	0.05%	349
2019 Q2	$977K	Sell	19,000 -1,472	-7%	-$75.7K	0.04%	378
2019 Q1	$1.05M	Buy	20,472 +8,834	+76%	+$452K	0.05%	324
2018 Q4	$594K	Buy	11,638 +4,073	+54%	+$207K	0.03%	428
2018 Q3	$385K	Buy	7,565 +2,584	+52%	+$132K	0.02%	647
2018 Q2	$254K	Buy	+4,981	New	+$255K	0.01%	727
2018 Q1	–	Sell	-5,182	Closed	-$267K	–	837
2017 Q4	$267K	Sell	5,182 -41	-0.8%	-$2.13K	0.02%	623
2017 Q3	$271K	Sell	5,223 -5,976	-53%	-$311K	0.02%	645
2017 Q2	$583K	Buy	11,199 +5,355	+92%	+$279K	0.04%	424
2017 Q1	$304K	Buy	+5,844	New	+$305K	0.02%	572