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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$1.7M +$1.7M +32,644 New
PFS
27
Prospera Financial Services
Texas
$1.66M +$746K +14,288 +82%
WFG
28
Wills Financial Group
Virginia
$1.64M +$1.64M +31,425 New
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$1.56M +$571K +10,937 +58%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$1.53M -$29K -556 -2%
FA
31
FMA Advisory
Pennsylvania
$1.4M +$1.4M +26,852 New
IA
32
IFP Advisors
Florida
$1.32M +$522K +10,002 +65%
SI
33
SII Investments
Wisconsin
$1.04M +$199K +3,810 +23%
ICOA
34
Investment Centers of America
North Dakota
$999K -$65.7K -1,259 -6%
Bank of New York Mellon
35
Bank of New York Mellon
New York
$932K +$935K +17,913 New
UBS Group
36
UBS Group
Switzerland
$927K +$930K +17,821 New
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$772K +$379K +7,271 +96%
BTS
38
BB&T Securities
Virginia
$746K -$3.86M -73,971 -84%
SWP
39
Stratos Wealth Partners
Ohio
$739K +$741K +14,202 New
BFEC
40
Benjamin F. Edwards & Company
Missouri
$717K -$231K -4,424 -24%
WI
41
Wintrust Investments
Illinois
$701K +$396K +7,581 +129%
PAG
42
Private Advisor Group
New Jersey
$666K +$252K +4,824 +61%
SI
43
Stephens Inc
Arkansas
$507K +$136K +2,600 +36%
CIA
44
Capital Investment Advisors
Georgia
$495K +$496K +9,509 New
VKH
45
Virtu KCG Holdings
New York
$402K +$403K +7,728 New
ST
46
Sabal Trust
Florida
$401K +$402K +7,700 New
HighTower Advisors
47
HighTower Advisors
Illinois
$389K +$51.6K +989 +15%
FWM
48
Frontier Wealth Management
Missouri
$378K +$15.2K +292 +4%
CAN
49
Cetera Advisor Networks
California
$371K -$90.3K -1,730 -20%
GRP
50
Global Retirement Partners
California
$364K +$365K +6,994 New