Investment Centers of America’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Investment Centers of America’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-14,915	Closed	-$776K	–	277
2017 Q3	$776K	Sell	14,915 -4,566	-23%	-$238K	0.06%	264
2017 Q2	$1.01M	Buy	19,481 +299	+2%	+$15.6K	0.08%	219
2017 Q1	$999K	Sell	19,182 -1,259	-6%	-$65.7K	0.08%	229
2016 Q4	$1.07M	Buy	20,441 +13,943	+215%	+$732K	0.09%	200
2016 Q3	$340K	Buy	+6,498	New	+$339K	0.04%	357

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WBI Investments Red Bank, New Jersey $362M AUM 23.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

AWMS

Advocacy Wealth Management Services Atlanta, Georgia $2.75B AUM 19.24% 1-Year Est. Return

Investment Centers of America's LMBS Position: Q4 2017 in Review

Investment Centers of America sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q4 2017, closing a stake of 14,915 shares — an estimated $776K sold.

Investment Centers of America first reported a position in LMBS in Q3 2016 and held it in 5 quarters. The position peaked at $1.07M in Q4 2016. 106 funds tracked by Wall St. Rank hold LMBS as of Q4 2017.

Investment Centers of America reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q4 2017 after selling out during the quarter.
Investment Centers of America sold 14,915 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2017, an estimated $776K.
Investment Centers of America first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2016 and held it in 5 quarters.
Investment Centers of America's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $1.07M in Q4 2016.
106 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2017.

Based on Investment Centers of America's 13F filing for Q4 2017, filed 14 Feb 2018.