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Hercules Capital
HTGC

214 hedge funds and large institutions have $537M invested in Hercules Capital in 2021 Q2 according to their latest regulatory filings, with 32 funds opening new positions, 71 increasing their positions, 66 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $510M → $537M (+$27.4M)

8% more repeat investments, than reductions

Existing positions increased: 71 | Existing positions reduced: 66

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

0% more funds holding

Funds holding: 213 → 214 (+1)

0.35% less ownership

Funds ownership: 27.56% → 27.21% (-0.35%)

21% less call options, than puts

Call options by funds: $9.55M | Put options by funds: $12.1M

40% less funds holding in top 10

Funds holding in top 10: 5 → 3 (-2)

Holders
214
Holders Change
+1
Holders Change %
+0.47%
% of All Funds
3.72%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
32
Increased
71
Reduced
66
Closed
31
Calls
$9.55M
Puts
$12.1M
Net Calls
-$2.53M
Net Calls Change
-$1.92M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$10.6M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$10.3M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$6.91M
4
Two Sigma Investments
Two Sigma Investments
New York
+$4.53M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$3.67M

Top Sellers

1
GIP
Granite Investment Partners
California
-$19M
2
Northern Trust
Northern Trust
Illinois
-$6.09M
3
JP Morgan Chase
JP Morgan Chase
New York
-$4.83M
4
Aberdeen Group
Aberdeen Group
United Kingdom
-$4.06M
5
California Public Employees Retirement System
California Public Employees Retirement System
California
-$3.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
WOC
201
West Oak Capital
California
$9K +$8.55K +500 New
WQ
202
Wealth Quarterback
New Jersey
$9K +$8.95K +523 New
TAM
203
Tucker Asset Management
Colorado
$7.92K – – –
GWMIA
204
Global Wealth Management Investment Advisory
Florida
$7K -$2.91K -170 -30%
GAM
205
Gemmer Asset Management
California
$5K – – –
GWSG
206
GPS Wealth Strategies Group
Colorado
$5K – – –
WT
207
Whittier Trust
California
$4K – – –
LWANC
208
Laurel Wealth Advisors (North Carolina)
North Carolina
$4K +$68 +4 +2%
VNA
209
Valley National Advisers
Pennsylvania
$3K – – –
AF
210
Allworth Financial
California
$3K +$2.89K +169 New
ADL
211
Asset Dedication LLC
California
$3K +$3.42K +200 New
EVM
212
Eaton Vance Management
Massachusetts
$2K -$5.92K -346 -78%
S
213
SignatureFD
Georgia
$1K +$1.04K +61 New
GIP
214
Granite Investment Partners
California
– -$19M -1,183,727 Closed
California Public Employees Retirement System
215
California Public Employees Retirement System
California
– -$3.71M -231,600 Closed
New York State Common Retirement Fund
216
New York State Common Retirement Fund
New York
– -$1.33M -82,693 Closed
LCWP
217
Legacy Capital Wealth Partners
Arkansas
– -$1.2M -74,657 Closed
Assenagon Asset Management
218
Assenagon Asset Management
Luxembourg
– -$1.16M -72,261 Closed
TLFA
219
True Link Financial Advisors
California
– -$533K -33,252 Closed
CIC
220
Carnegie Investment Counsel
Ohio
– -$533K -33,250 Closed
CC
221
Claybrook Capital
Massachusetts
– -$523K -32,620 Closed
ACM
222
Ascendant Capital Management
California
– -$441K -27,500 Closed
CWM
223
Centric Wealth Management
Illinois
– -$385K -24,000 Closed
CSPIA
224
Cary Street Partners Investment Advisory
Virginia
– -$23K -23,142 Closed
Group One Trading
225
Group One Trading
Illinois
– -$316K -19,714 Closed
6 7 8
9
10

HTGC Hedge Fund Activity: Q2 2021 in Review

214 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Hercules Capital (HTGC) for Q2 2021, worth a combined $537M — up 5.4% from $510M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new HTGC positions and 31 closed out — a net gain of 1 holder — while 71 added to existing stakes and 66 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $10.6M. The largest seller was Granite Investment Partners, exiting entirely with an estimated $19M sold.

  • 214 institutional investors held Hercules Capital (HTGC) as of Q2 2021, up from 213 in Q1 2021.
  • Funds reported $537M of Hercules Capital stock for Q2 2021, up 5.4% quarter-over-quarter.
  • 32 funds opened new Hercules Capital positions in Q2 2021 and 31 closed out, a net change of +1 holder.
  • The largest Hercules Capital buyer in Q2 2021 was Two Sigma Advisers, an estimated $10.6M added.
  • The largest Hercules Capital seller in Q2 2021 was Granite Investment Partners, an estimated $19M sold.

Based on aggregated 13F filings for Q2 2021.