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Hercules Capital
HTGC

Overview Fund Activity

246 hedge funds and large institutions have $515M invested in Hercules Capital in 2021 Q4 according to their latest regulatory filings, with 49 funds opening new positions, 90 increasing their positions, 59 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
246
Holders Change
+28
Holders Change %
+12.84%
% of All Funds
3.8%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
49
Increased
90
Reduced
59
Closed
17
Calls
$9.02M
Puts
$11.2M
Net Calls
-$2.16M
Net Calls Change
-$521K

Top Buyers

1
CSS
1
Cubist Systematic Strategies
Connecticut
$3.43M
2
Citadel Advisors
2
Citadel Advisors
Florida
$2.68M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$12M
4
VanEck Associates
4
VanEck Associates
New York
$24.5M
5
HF
5
HRT Financial
New York
$2.31M

Top Sellers

1
Invesco
1
Invesco
Georgia
$773K
2
N
2
Natixis
France
$476K
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$35.7M
4
ACM
4
Advisors Capital Management
New Jersey
$14.4M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$235K
Name Holding Trade Value Shares
Change 		Shares
Change %
BAM
176
Belpointe Asset Management
Nevada
$194K +$266 +16 +0.1%
TCWM
177
Total Clarity Wealth Management
Illinois
$190K +$17.7K +1,067 +10%
BTW
178
Boston Trust Walden
Massachusetts
$189K – – –
SBIA
179
Sheaff Brock Investment Advisors
Indiana
$189K +$5K +300 +3%
SB
180
Strategic Blueprint
Georgia
$184K +$184K +11,090 New
KPWS
181
Kestra Private Wealth Services
Texas
$183K +$183K +11,048 New
PFA
182
Peak Financial Advisors
Colorado
$174K +$174K +10,475 New
DI
183
Diligent Investors
California
$173K +$348 +21 +0.2%
IWM
184
IHT Wealth Management
Illinois
$168K +$168K +10,108 New
TC
185
Telemus Capital
Michigan
$166K – – –
LWA
186
Lineweaver Wealth Advisors
Ohio
$166K +$166K +10,042 New
PO
187
Private Ocean
California
$125K – – –
HNWAG
188
High Net Worth Advisory Group
Florida
$78K +$78K +4,700 New
BLC
189
Brown, Lisle/Cummings
Rhode Island
$78K +$78K +4,700 New
CCM
190
Chilton Capital Management
Texas
$71K +$71K +4,305 New
CWC
191
Carolinas Wealth Consulting
North Carolina
$65K +$797 +48 +1%
HCM
192
Highlander Capital Management
New Jersey
$59K – – –
ED
193
Exane Derivatives
France
$57.5K – – –
Northwestern Mutual Wealth Management
194
Northwestern Mutual Wealth Management
Wisconsin
$55K +$30.3K +1,835 +122%
Fifth Third Bancorp
195
Fifth Third Bancorp
Ohio
$53K +$451 +27 +0.9%
OCM
196
Orion Capital Management
California
$50K – – –
Carson Wealth (CWM LLC)
197
Carson Wealth (CWM LLC)
Nebraska
$48K +$48K +2,893 New
CG
198
Cutler Group
California
$46K +$46K +2,798 New
TCM
199
Tradewinds Capital Management
Washington
$45K +$850 +51 +2%
CCM
200
Covington Capital Management
California
$41K – – –
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8
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